4//SEC Filing
ANGELO MARK 4
Accession 0001144204-10-023729
CIK 0001006459other
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 6:51 PM ET
Size
19.5 KB
Accession
0001144204-10-023729
Insider Transaction Report
Form 4
YA Global Investments
10% Owner
Transactions
- Sale
Class A Common Stock ("Common Stock")
2010-04-30$0.04/sh−102,700$4,108→ 3,748,473 total - Sale
Class A Common Stock ("Common Stock")
2010-04-28$0.04/sh−100,000$4,000→ 3,951,173 total - Sale
Class A Common Stock ("Common Stock")
2010-04-27$0.04/sh−200,000$8,000→ 4,051,173 total - Sale
Class A Common Stock ("Common Stock")
2010-04-29$0.04/sh−100,000$4,000→ 3,851,173 total
ANGELO MARK
10% Owner
Transactions
- Sale
Class A Common Stock ("Common Stock")
2010-04-28$0.04/sh−100,000$4,000→ 3,951,173 total - Sale
Class A Common Stock ("Common Stock")
2010-04-30$0.04/sh−102,700$4,108→ 3,748,473 total - Sale
Class A Common Stock ("Common Stock")
2010-04-27$0.04/sh−200,000$8,000→ 4,051,173 total - Sale
Class A Common Stock ("Common Stock")
2010-04-29$0.04/sh−100,000$4,000→ 3,851,173 total
YORKVILLE BHN SPA
10% Owner
Transactions
- Sale
Class A Common Stock ("Common Stock")
2010-04-28$0.04/sh−100,000$4,000→ 3,951,173 total - Sale
Class A Common Stock ("Common Stock")
2010-04-30$0.04/sh−102,700$4,108→ 3,748,473 total - Sale
Class A Common Stock ("Common Stock")
2010-04-27$0.04/sh−200,000$8,000→ 4,051,173 total - Sale
Class A Common Stock ("Common Stock")
2010-04-29$0.04/sh−100,000$4,000→ 3,851,173 total
PRETE MARCO
10% Owner
Transactions
- Sale
Class A Common Stock ("Common Stock")
2010-04-27$0.04/sh−200,000$8,000→ 4,051,173 total - Sale
Class A Common Stock ("Common Stock")
2010-04-29$0.04/sh−100,000$4,000→ 3,851,173 total - Sale
Class A Common Stock ("Common Stock")
2010-04-30$0.04/sh−102,700$4,108→ 3,748,473 total - Sale
Class A Common Stock ("Common Stock")
2010-04-28$0.04/sh−100,000$4,000→ 3,951,173 total
YORKVILLE ADVISORS LLC
10% Owner
Transactions
- Sale
Class A Common Stock ("Common Stock")
2010-04-28$0.04/sh−100,000$4,000→ 3,951,173 total - Sale
Class A Common Stock ("Common Stock")
2010-04-29$0.04/sh−100,000$4,000→ 3,851,173 total - Sale
Class A Common Stock ("Common Stock")
2010-04-27$0.04/sh−200,000$8,000→ 4,051,173 total - Sale
Class A Common Stock ("Common Stock")
2010-04-30$0.04/sh−102,700$4,108→ 3,748,473 total
Footnotes (4)
- [F1]YA Global Investments, L.P. ("YA Global") directly own 2,542,223 shares of Common Stock. As the Investment Manager of YA Global, Yorkville Advisors, LLC ("Yorkville") may be deemed to beneficially own the 2,542,223 shares of Common Stock beneficially owned by YA Global. As the president of Yorkville, the investment manager to YA Global and as the portfolio manager to YA Global, Mark Angelo ("Angelo") may be deemed to beneficially own the 2,542,223 shares of Common Stock beneficially owned by YA Global. Yorkville Bhn S.p.A. ("Yorkville Bhn"), which YA Global is a majority owner and Marco Prete, ("Prete"), as the CEO of Yorkville Bhn, who has trading authority for Yorkville Bhn may be deemed to beneficially own the 2,542,223 shares of Common Stock beneficially owned by YA Global.
- [F2]Yorkville Bhn directly owns 1,200,000 shares of Common Stock. As the CEO of Yorkville Bhn, Prete, who has trading authority for Yorkville Bhn may be deemed to beneficially own the 1,200,000 shares of Common Stock beneficially owned by Yorkville Bhn. As the majority owner of Yorkville Bhn, YA Global may be deemed to beneficially own the 1,200,000 shares of Common Stock beneficially owned by Yorkville Bhn. As the Investment Manager of YA Global, Yorkville may be deemed to beneficially own the 1,200,000 shares of Common Stock beneficially owned by Yorkville Bhn, which YA Global is the majority owner of Yorkville Bhn. As the president of Yorkville, the investment manager of YA Global, and as the portfolio manager to YA Global, Angelo may be deemed to beneficially own the 1,200,000 shares of Common Stock beneficially owned by Yorkville Bhn, which is majority owned by YA Global.
- [F3]Angelo directly owns 6,250 shares of Common Stock. YA Global may be deemed to beneficially own the 6,250 shares of Common Stock beneficially owned by Angelo, as he is the president of Yorkville, the investment manager to YA Global and the portfolio manager to YA Global. Yorkville Advisors may be deemed to beneficially own the 6,250 shares of Common Stock beneficially owned by Angelo, as he is the president of Yorkville. Yorkville Bhn and Prete as the CEO of Yorkville Bhn may be deemed to own the 6,250 shares of Common Stock beneficially owned by Angelo, as Yorkville Bhn is majority owned by YA Global which Angelo is the portfolio manager of and the president of Yorkville, which is the investment manager to YA Global.
- [F4]Except for the 2,542,223 shares of Common Stock and the Derivative Securities beneficially owned by YA Global, the 1,200,000 shares of Common Stock beneficially owned by Yorkville Bhn and the 6,250 shares of Common Stock beneficially owned by Angelo, the other Reporting Persons disclaim beneficial ownership of these securities except to the extent of his or its pecuniary interest, and its report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.
Documents
Issuer
Homeland Security Capital CORP
CIK 0001006459
Entity typeother
Related Parties
1- filerCIK 0001271848
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 6:51 PM ET
- Size
- 19.5 KB