Home/Filings/4/0001144204-10-027183
4//SEC Filing

GLENCORE HOLDING AG 4

Accession 0001144204-10-027183

CIK 0000949157other

Filed

May 13, 8:00 PM ET

Accepted

May 14, 11:11 AM ET

Size

11.8 KB

Accession

0001144204-10-027183

Insider Transaction Report

Form 4
Period: 2010-05-12
Transactions
  • Conversion

    Common Stock

    2010-05-12$11.59/sh+2,000$23,18036,205,317 total
  • Conversion

    Stock Option

    2010-05-122,00019,000 total(indirect: By nominee)
    Exercise: $11.59Exp: 2010-06-05Common Stock (2,000 underlying)
Transactions
  • Conversion

    Common Stock

    2010-05-12$11.59/sh+2,000$23,18036,205,317 total
  • Conversion

    Stock Option

    2010-05-122,00019,000 total(indirect: By nominee)
    Exercise: $11.59Exp: 2010-06-05Common Stock (2,000 underlying)
Glencore AG
10% Owner
Transactions
  • Conversion

    Common Stock

    2010-05-12$11.59/sh+2,000$23,18036,205,317 total
  • Conversion

    Stock Option

    2010-05-122,00019,000 total(indirect: By nominee)
    Exercise: $11.59Exp: 2010-06-05Common Stock (2,000 underlying)
Footnotes (3)
  • [F1]The shares of common stock reported in Table I represents shares of common stock acquired upon exercise of 2,000 stock options by Mr. Willy R. Strothotte, who held the options as nominee for Glencore AG. As a result of the exercise of the options, the acquired shares are now held directly by Glencore AG. The options were granted on June 5, 2000 and vested and became exercisable in four equal installments on each of (i) the date three months following the date of grant, (ii) the date six months following the date of grant, (iii) the date nine months following the date of grant and (iv) the first anniversary of the date of grant.
  • [F2]The shares of common stock reported in Table I are held directly, and the stock options reported in Table II are held indirectly, by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its controlling shareholder, Glencore Holding AG.
  • [F3]Represents options granted to Mr. Willy R. Strothotte, a director of the issuer, between June 28, 2001 and May 24, 2007, which Mr. Strothotte holds as nominee for Glencore AG. Options vest and become exercisable in four equal installments on each of (i) the date three months following the date of grant, (ii) the date six months following the date of grant, (iii) the date nine months following the date of grant and (iv) the first anniversary of the date of grant. The options will expire and cease to be exercisable on the respective tenth anniversaries of the date of grant.

Documents

1 file

Issuer

CENTURY ALUMINUM CO

CIK 0000949157

Entity typeother
IncorporatedSwitzerland

Related Parties

1
  • filerCIK 0001284715

Filing Metadata

Form type
4
Filed
May 13, 8:00 PM ET
Accepted
May 14, 11:11 AM ET
Size
11.8 KB