4//SEC Filing
ANGELO MARK 4
Accession 0001144204-10-029251
CIK 0001006459other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 3:56 PM ET
Size
19.0 KB
Accession
0001144204-10-029251
Insider Transaction Report
Form 4
YA Global Investments
10% Owner
Transactions
- Sale
Class A Common Stock ("Common Stock")
2010-05-18$0.04/sh−185,000$7,400→ 1,746,684 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-18$0.05/sh−101,625$5,081→ 1,645,059 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-19$0.04/sh−330,000$13,200→ 1,315,059 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-20$0.04/sh−108,809$4,352→ 1,206,250 total(indirect: See footnotes.)
YORKVILLE ADVISORS LLC
10% Owner
Transactions
- Sale
Class A Common Stock ("Common Stock")
2010-05-18$0.04/sh−185,000$7,400→ 1,746,684 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-19$0.04/sh−330,000$13,200→ 1,315,059 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-18$0.05/sh−101,625$5,081→ 1,645,059 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-20$0.04/sh−108,809$4,352→ 1,206,250 total(indirect: See footnotes.)
YORKVILLE BHN SPA
10% Owner
Transactions
- Sale
Class A Common Stock ("Common Stock")
2010-05-18$0.04/sh−185,000$7,400→ 1,746,684 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-18$0.05/sh−101,625$5,081→ 1,645,059 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-19$0.04/sh−330,000$13,200→ 1,315,059 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-20$0.04/sh−108,809$4,352→ 1,206,250 total(indirect: See footnotes.)
PRETE MARCO
10% Owner
Transactions
- Sale
Class A Common Stock ("Common Stock")
2010-05-18$0.05/sh−101,625$5,081→ 1,645,059 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-19$0.04/sh−330,000$13,200→ 1,315,059 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-18$0.04/sh−185,000$7,400→ 1,746,684 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-20$0.04/sh−108,809$4,352→ 1,206,250 total(indirect: See footnotes.)
ANGELO MARK
10% Owner
Transactions
- Sale
Class A Common Stock ("Common Stock")
2010-05-18$0.04/sh−185,000$7,400→ 1,746,684 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-19$0.04/sh−330,000$13,200→ 1,315,059 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-18$0.05/sh−101,625$5,081→ 1,645,059 total(indirect: See footnotes.) - Sale
Class A Common Stock ("Common Stock")
2010-05-20$0.04/sh−108,809$4,352→ 1,206,250 total(indirect: See footnotes.)
Footnotes (3)
- [F1]Bhn S.p.A. ("Yorkville Bhn") directly owns 1,200,000 shares of Common Stock. As the CEO of Yorkville Bhn, Marco Prete, ("Prete"), who has trading authority for Yorkville Bhn may be deemed to beneficially own the 1,200,000 shares of Common Stock beneficially owned by Yorkville Bhn. As the majority owner of Yorkville Bhn, YA Global Investments, L.P. ("YA Global") may be deemed to beneficially own the 1,200,000 shares of Common Stock beneficially owned by Yorkville Bhn. As the Investment Manager of YA Global, Yorkville Advisors, LLC ("Yorkville") may be deemed to beneficially own the 1,200,000 shares of Common Stock beneficially owned by Yorkville Bhn, which YA Global is the majority owner of Yorkville Bhn. As the president of Yorkville, the investment manager of YA Global, and as the portfolio manager to YA Global, Mark Angelo ("Angelo") may be deemed to beneficially own the 1,200,000 shares of Common Stock beneficially owned by Yorkville Bhn, which is majority owned
- [F2]Angelo directly owns 6,250 shares of Common Stock. YA Global may be deemed to beneficially own the 6,250 shares of Common Stock beneficially owned by Angelo, as he is the president of Yorkville, the investment manager to YA Global and the portfolio manager to YA Global. Yorkville Advisors may be deemed to beneficially own the 6,250 shares of Common Stock beneficially owned by Angelo, as he is the president of Yorkville. Yorkville Bhn and Prete as the CEO of Yorkville Bhn may be deemed to own the 6,250 shares of Common Stock beneficially owned by Angelo, as Yorkville Bhn is majority owned by YA Global which Angelo is the portfolio manager of and the president of Yorkville, which is the investment manager to YA Global.
- [F3]Except for the 1,200,000 shares of Common Stock beneficially owned by Yorkville Bhn and the 6,250 shares of Common Stock beneficially owned by Angelo, the other Reporting Persons disclaim beneficial ownership of these securities except to the extent of his or its pecuniary interest, and its report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.
Documents
Issuer
Homeland Security Capital CORP
CIK 0001006459
Entity typeother
Related Parties
1- filerCIK 0001271848
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 3:56 PM ET
- Size
- 19.0 KB