HERLIHY GERARD ANTHONY 4
4 · ENER1 INC · Filed Jun 7, 2010
Insider Transaction Report
Form 4
ENER1 INCHEV
HERLIHY GERARD ANTHONY
Chief Financial Officer
Transactions
- Award
Restricted common stock
2010-06-03+65,000→ 70,000 total - Award
Stock option
2010-06-03+100,000→ 231,643 totalExercise: $3.47From: 2014-06-03Exp: 2017-06-03→ common stock (100,000 underlying)
Holdings
- 71,429
Stock option
Exercise: $4.19From: 2008-12-19Exp: 2012-12-19→ common stock (71,429 underlying) - 107,143
Stock option
Exercise: $2.17From: 2009-10-16Exp: 2016-10-16→ common stock (35,714 underlying) - 131,643
Stock option
Exercise: $4.05From: 2010-02-17Exp: 2014-02-17→ common stock (24,500 underlying) - 42,857
Common stock
Footnotes (3)
- [F1]Restricted stock granted under the 2007 Incentive Stock Plan of which 40,000 shares vest on the third anniversary of the grant date subject to meeting performance milestones, and 25,000 shares vest one-third on each anniversary of the grant date over the course of three years. Total restricted common stock includes grant on February 8, 2010 of 5,000 shares of restricted common stock under the 2007 Incentive Stock Plan which vests on the second anniversary of the grant.
- [F2]Incentive stock option vests one third on each annual anniversary date.
- [F3]Incentive stock option granted under the 2007 Incentive Stock Plan vests one-half on each of the fourth and fifth anniversary of the grant date.