Home/Filings/4/0001144204-10-033215
4//SEC Filing

Zhang Jian M 4

Accession 0001144204-10-033215

CIK 0000320017other

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 9:46 PM ET

Size

6.5 KB

Accession

0001144204-10-033215

Insider Transaction Report

Form 4
Period: 2010-06-09
Zhang Jian M
See Remarks10% Owner
Transactions
  • Award

    Warrants (right to buy)

    2010-06-09+650,000650,000 total
    Exercise: $2.16Exp: 2020-06-08Common Stock, par value $0.001 per share (650,000 underlying)
Footnotes (1)
  • [F1]On June 9, 2010 (the "Grant Date"), the reporting person was granted a warrant to purchase 650,000 shares of common stock of NeoStem, Inc. (the "Company") pursuant and subject to the terms and conditions of the Company's 2009 Non-U.S. Based Equity Compensation Plan. This warrant vested as to 150,000 shares on the Grant Date, and is scheduled to vest (i) as to 50,000 shares on each of the first, second, third, fourth and fifth anniversaries of the Grant Date and (ii) as to 250,000 shares upon the achievement of specific business milestones.

Documents

1 file

Issuer

NeoStem, Inc.

CIK 0000320017

Entity typeother

Related Parties

1
  • filerCIK 0001399061

Filing Metadata

Form type
4
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 9:46 PM ET
Size
6.5 KB