|4Jun 11, 9:46 PM ET

Zhang Jian M 4

4 · NeoStem, Inc. · Filed Jun 11, 2010

Insider Transaction Report

Form 4
Period: 2010-06-09
Zhang Jian M
See Remarks10% Owner
Transactions
  • Award

    Warrants (right to buy)

    2010-06-09+650,000650,000 total
    Exercise: $2.16Exp: 2020-06-08Common Stock, par value $0.001 per share (650,000 underlying)
Footnotes (1)
  • [F1]On June 9, 2010 (the "Grant Date"), the reporting person was granted a warrant to purchase 650,000 shares of common stock of NeoStem, Inc. (the "Company") pursuant and subject to the terms and conditions of the Company's 2009 Non-U.S. Based Equity Compensation Plan. This warrant vested as to 150,000 shares on the Grant Date, and is scheduled to vest (i) as to 50,000 shares on each of the first, second, third, fourth and fifth anniversaries of the Grant Date and (ii) as to 250,000 shares upon the achievement of specific business milestones.

Documents

1 file
  • 4
    v188051_ex.xmlPrimary