Grape Ulrik 4
4 · ENER1 INC · Filed Jun 16, 2010
Insider Transaction Report
Form 4
ENER1 INCHEV
Grape Ulrik
Executive VP
Transactions
- Award
Stock option
2010-06-03+100,000→ 440,215 totalExercise: $3.47From: 2014-06-03Exp: 2017-06-03→ common stock (100,000 underlying) - Award
Restricted common stock
2010-06-03+65,000→ 72,500 total
Holdings
- 142,858
Stock option
Exercise: $3.43Exp: 2015-09-29→ common stock (142,858 underlying) - 315,715
Stock option
Exercise: $2.17From: 2009-10-16Exp: 2016-10-16→ common stock (35,715 underlying) - 220,000
Stock option
Exercise: $1.61From: 2007-12-21Exp: 2011-12-21→ common stock (77,142 underlying) - 340,215
Stock option
Exercise: $4.05From: 2010-02-17Exp: 2014-02-17→ common stock (24,500 underlying) - 280,000
Stock option
Exercise: $4.90From: 2008-12-19Exp: 2012-12-19→ common stock (60,000 underlying)
Footnotes (4)
- [F1]Performance based options that are earned when the revenues of EnerDel exceed $5.6 million in a year.
- [F2]Incentive stock option granted under the 2007 Incentive Stock Plan vests one third on each annual anniversary date.
- [F3]Incentive stock option granted under the 2007 Incentive Stock Plan vests one-half on each of the fourth and fifth anniversary of the grant date.
- [F4]Restricted stock granted under the 2007 Incentive Stock Plan of which 40,000 shares vest on the third anniversary of the grant date subject to meeting performance milestones, and 25,000 shares vest one-third on each anniversary of the grant date over the course of three years. Total restricted common stock includes grant on February 8, 2010 of 7,500 shares of restricted common stock under the 2007 Incentive Stock Plan which vests on the second anniversary of the grant.