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4//SEC Filing

Grape Ulrik 4

Accession 0001144204-10-033824

CIK 0000895642other
View on SEC.govCompany Profile

Filed

Jun 15, 8:00 PM ET

Accepted

Jun 16, 5:45 PM ET

Size

14.3 KB

Accession

0001144204-10-033824

Insider Transaction Report

Form 4
Period: 2010-06-03
ENER1 INCHEV
Grape Ulrik
Executive VP
Transactions
  • Award

    Stock option

    2010-06-03+100,000→ 440,215 total
    Exercise: $3.47From: 2014-06-03Exp: 2017-06-03→ common stock (100,000 underlying)
  • Award

    Restricted common stock

    2010-06-03+65,000→ 72,500 total
Holdings

  • Stock option

    Exercise: $3.43Exp: 2015-09-29→ common stock (142,858 underlying)
    142,858

  • Stock option

    Exercise: $2.17From: 2009-10-16Exp: 2016-10-16→ common stock (35,715 underlying)
    315,715

  • Stock option

    Exercise: $1.61From: 2007-12-21Exp: 2011-12-21→ common stock (77,142 underlying)
    220,000

  • Stock option

    Exercise: $4.05From: 2010-02-17Exp: 2014-02-17→ common stock (24,500 underlying)
    340,215

  • Stock option

    Exercise: $4.90From: 2008-12-19Exp: 2012-12-19→ common stock (60,000 underlying)
    280,000
Footnotes (4)
  • [F1]Performance based options that are earned when the revenues of EnerDel exceed $5.6 million in a year.
  • [F2]Incentive stock option granted under the 2007 Incentive Stock Plan vests one third on each annual anniversary date.
  • [F3]Incentive stock option granted under the 2007 Incentive Stock Plan vests one-half on each of the fourth and fifth anniversary of the grant date.
  • [F4]Restricted stock granted under the 2007 Incentive Stock Plan of which 40,000 shares vest on the third anniversary of the grant date subject to meeting performance milestones, and 25,000 shares vest one-third on each anniversary of the grant date over the course of three years. Total restricted common stock includes grant on February 8, 2010 of 7,500 shares of restricted common stock under the 2007 Incentive Stock Plan which vests on the second anniversary of the grant.

Documents

1 file

Issuer

ENER1 INC

CIK 0000895642

→
Entity typeother

Related Parties

1
  • filerCIK 0001354790

Filing Metadata

Form type
4
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 5:45 PM ET
Size
14.3 KB
View on SEC.gov