NeoStem, Inc.·4

Jun 18, 5:17 PM ET

Shi Mingsheng 4

4 · NeoStem, Inc. · Filed Jun 18, 2010

Insider Transaction Report

Form 4
Period: 2010-06-17
Shi Mingsheng
10% Owner
Transactions
  • Award

    Warrants (right to buy)

    2010-06-17+600,000600,000 total
    Exercise: $2.36Exp: 2020-06-17Common Stock (600,000 underlying)
Footnotes (2)
  • [F1]The warrants were granted to the reporting person under the Non-U.S. Based Equity Compensation Plan of NeoStem, Inc. (the "Company").
  • [F2]The warrants are subject to vesting on the last day of the month in which certain performance conditions or business milestones for Suzhou Erye Pharmaceuticals Company Ltd., a 51% owned subsidiary of the Company, are achieved.

Documents

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