Home/Filings/4/0001144204-10-034224
4//SEC Filing

Shi Mingsheng 4

Accession 0001144204-10-034224

CIK 0000320017other

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 5:17 PM ET

Size

126.2 KB

Accession

0001144204-10-034224

Insider Transaction Report

Form 4
Period: 2010-06-17
Shi Mingsheng
10% Owner
Transactions
  • Award

    Warrants (right to buy)

    2010-06-17+600,000600,000 total
    Exercise: $2.36Exp: 2020-06-17Common Stock (600,000 underlying)
Footnotes (2)
  • [F1]The warrants were granted to the reporting person under the Non-U.S. Based Equity Compensation Plan of NeoStem, Inc. (the "Company").
  • [F2]The warrants are subject to vesting on the last day of the month in which certain performance conditions or business milestones for Suzhou Erye Pharmaceuticals Company Ltd., a 51% owned subsidiary of the Company, are achieved.

Issuer

NeoStem, Inc.

CIK 0000320017

Entity typeother

Related Parties

1
  • filerCIK 0001394432

Filing Metadata

Form type
4
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 5:17 PM ET
Size
126.2 KB