GROSSFELD RICHARD 4

Accession 0001144204-10-034636

CIK 0001163573other

View on SEC.gov Company Profile

Filed

Jun 22, 8:00 PM ET

Accepted

Jun 23, 1:07 PM ET

Size

43.1 KB

Accession

0001144204-10-034636

Insider Transaction Report

Form 4

Period: 2010-02-01

Echo Metrix, Inc.EHMI

GROSSFELD RICHARD

10% Owner

Transactions

Other
Common Stock Purchase Warrants
2010-03-04+8,050,000→ 8,050,000 total
Exercise: $0.06From: 2010-03-04Exp: 2015-03-04→ Common Stock, $0.0001 par value (8,050,000 underlying)
Purchase
Common Stock Purchase Warrants
2010-04-09+980,000→ 9,030,000 total
Exercise: $0.03From: 2010-04-09Exp: 2015-04-09→ Common Stock, $0.0001 par value (980,000 underlying)
Purchase
Common Stock Purchase Warrants
2010-04-19+1,470,000→ 10,500,000 total
Exercise: $0.03From: 2010-04-19Exp: 2015-04-19→ Common Stock, $0.0001 par value (1,470,000 underlying)
Purchase
Common Stock Purchase Warrants
2010-04-19+1,470,000→ 10,500,000 total
Exercise: $0.06From: 2010-04-19Exp: 2015-04-19→ Common Stock, $0.0001 par value (1,470,000 underlying)
Gift
Common Stock Purchase Warrants
2010-05-20−1,200,000→ 9,300,000 total
Exercise: $0.03From: 2009-09-09Exp: 2014-09-09→ Common Stock, $0.0001 par value (1,200,000 underlying)
Purchase
Common Stock Purchase Warrants
2010-05-26−1,050,000→ 10,550,000 total
Exercise: $0.06From: 2010-05-26Exp: 2015-05-26→ Common Stock, $0.0001 par value (1,050,000 underlying)
Other
Common Stock, par value $0.0001 per share
2010-04-09+882,000→ 8,127,000 total
Other
Common Stock, par value $0.0001 per share
2010-05-26+945,000→ 10,395,000 total
Other
Common Stock Purchase Warrants
2010-03-04+8,050,000→ 8,050,000 total
Exercise: $0.03From: 2010-03-04Exp: 2015-03-04→ Common Stock, $0.0001 par value (8,050,000 underlying)
Purchase
Series B Preferred Stock
2010-04-09$9.09/sh+6,722$61,103→ 61,941 total
Exercise: $0.00From: 2010-04-09→ Common Stock, $0.0001 par value (672,200 underlying)
Purchase
Series B Preferred Stock
2010-04-19$9.09/sh+10,084$91,664→ 72,025 total
Exercise: $0.00From: 2010-04-19→ Common Stock, $0.0001 par value (1,008,400 underlying)
Other
Common Stock, par value $0.0001 per share
2010-03-04+7,245,000→ 7,245,000 total
Other
Common Stock, par value $0.0001 per share
2010-04-19+1,323,000→ 9,450,000 total
Purchase
Series B Preferred Stock
2010-02-01$9.09/sh+7,202$65,466→ 55,219 total
Exercise: $0.00From: 2010-02-01→ Common Stock, $0.0001 par value (720,200 underlying)
Other
Common Stock Purchase Warrants
2010-03-04−7,040,704→ 0 total
Exercise: $0.15From: 2009-09-09Exp: 2014-09-09→ Common Stock, $0.0001 par value (7,040,704 underlying)
Purchase
Common Stock Purchase Warrants
2010-04-09+980,000→ 9,030,000 total
Exercise: $0.06From: 2010-04-09Exp: 2015-04-09→ Common Stock, $0.0001 par value (980,000 underlying)
Purchase
Series B Preferred Stock
2010-05-26$9.09/sh+7,202$65,466→ 79,227 total
Exercise: $0.00From: 2010-05-26→ Common Stock, $0.0001 par value (720,200 underlying)
Gift
Common Stock Purchase Warrants
2010-05-26−1,050,000→ 10,350,000 total
Exercise: $0.03From: 2010-05-26Exp: 2015-05-26→ Common Stock, $0.0001 par value (1,050,000 underlying)

Footnotes (11)

[F1]On March 4, 2010, the Reporting Person acquired 7,245,000 shares of the Issuer's Common Stock in connection with the execution of Amendment No. 2 to that certain Series B Convertible Preferred Stock Purchase Agreement dated July 29, 2009.
[F10]On May 26, 2010, the Reporting Person purchased 7,202 shares of the Issuer's Series B Preferred Stock from the Issuer. Pursuant to the Certificate of Designations of the Series B Preferred Stock, each share of Series B Preferred Stock is immediately convertible into 100 shares of the Issuer's Common Stock. In connection with this purchase of Series B Preferred Stock, the Reporting Person was issued (i) warrants to purchase 1,050,000 shares of the Issuer's Common Stock at a per share exercise price of $0.03 (which warrants may be exercised on a cashless basis), and (ii) warrants to purchase 1,050,000 shares of the Issuer's Common Stock at a per share exercise price of $0.06.
[F11]N/A
[F2]On April 9, 2010, the Reporting Person acquired 882,000 shares of the Issuer's Common Stock in connection with the Reporting Person's of shares of the Issuer's Series B Preferred Stock as described in Note 7 below.
[F3]On April 19, 2010, the Reporting Person acquired 1,323,000 shares of the Issuer's Common Stock in connection with the Reporting Person's of shares of the Issuer's Series B Preferred Stock as described in Note 8 below.
[F4]On May 26, 2010, the Reporting Person acquired 945,000 shares of the Issuer's Common Stock in connection with the Reporting Person's of shares of the Issuer's Series B Preferred Stock as described in Note 10 below.
[F5]On February 1, 2010, the Reporting Person purchased 7,202 shares of the Issuer's Series B Preferred Stock from the Issuer. Pursuant to the Certificate of Designations of the Series B Preferred Stock, each share of Series B Preferred Stock is immediately convertible into 100 shares of the Issuer's Common Stock.
[F6]On March 4, 2010, in connection with the execution of Amendment No. 2 to that certain Series B Convertible Preferred Stock Purchase Agreement dated July 29, 2009, the Reporting Person cancelled warrants to purchase 7,040,704 shares of the Issuer's Common Stock at a per share exercise price of $0.15 and was thereafter issued (i) warrants to purchase 8,050,000 shares of the Issuer's Common Stock at a per share exercise price of $0.03 (which warrants may be exercised on a cashless basis), and (ii) warrants to purchase 8,050,000 shares of the Issuer's Common Stock at a per share exercise price of $0.06. The Reporting Person may terminate the Series B Convertible Preferred Stock Purchase Agreement upon 10 days' written notice, in which even the Reporting Person shall not be obligated to make any additional purchases under the Series B Convertible Preferred Stock Purchase Agreement, except for a final purchase for $300,000.
[F7]On April 9, 2010, the Reporting Person purchased 6,722 shares of the Issuer's Series B Preferred Stock from the Issuer. Pursuant to the Certificate of Designations of the Series B Preferred Stock, each share of Series B Preferred Stock is immediately convertible into 100 shares of the Issuer's Common Stock. In connection with this purchase of Series B Preferred Stock, the Reporting Person was issued (i) warrants to purchase 980,000 shares of the Issuer's Common Stock at a per share exercise price of $0.03 (which warrants may be exercised on a cashless basis), and (ii) warrants to purchase 980,000 shares of the Issuer's Common Stock at a per share exercise price of $0.06.
[F8]On April 19, 2010, the Reporting Person purchased 10,084 shares of the Issuer's Series B Preferred Stock from the Issuer. Pursuant to the Certificate of Designations of the Series B Preferred Stock, each share of Series B Preferred Stock is immediately convertible into 100 shares of the Issuer's Common Stock. In connection with this purchase of Series B Preferred Stock, the Reporting Person was issued (i) warrants to purchase 1,470,000 shares of the Issuer's Common Stock at a per share exercise price of $0.03 (which warrants may be exercised on a cashless basis), and (ii) warrants to purchase 1,470,000 shares of the Issuer's Common Stock at a per share exercise price of $0.06.
[F9]On May 20, 2010, the Reporting Person gifted warrants to purchase an aggregate of 1,200,000 shares of the Issuer's Common Stock at a per share exercise price of $0.03 (which warrants may be exercised on a cashless basis) to non-affiliated persons.

Documents

1 file

4
v188873_ex.xmlPrimary

Issuer

Echo Metrix, Inc.

CIK 0001163573

→

Entity typeother

Related Parties

filerCIK 0001472716

Filing Metadata

Form type: 4
Filed: Jun 22, 8:00 PM ET
Accepted: Jun 23, 1:07 PM ET
Size: 43.1 KB

View on SEC.gov