4//SEC Filing
McLeod William 4
Accession 0001144204-10-036539
CIK 0001340354other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 5:42 PM ET
Size
8.2 KB
Accession
0001144204-10-036539
Insider Transaction Report
Form 4
McLeod William
Co-Head Invest. Banking
Transactions
- Disposition to Issuer
Common Stock
2010-07-01−182,696→ 0 total - Disposition to Issuer
Restricted Stock Unit
2010-07-01−277,816→ 0 total→ Common Stock (277,816 underlying)
Footnotes (3)
- [F1]Pursuant to the Agreement and Plan of Merger by and among Stifel Financial Corp., PTAS, Inc., a wholly-owned subsidiary of Stifel Financial Corp. and Thomas Weisel Partners Group, Inc., dated as of April 25, 2010 (as amended, the "Merger Agreement"), each unit of Common Stock was cancelled at the effective time of the merger and converted into the right to receive 0.1364 of a share of Stifel Financial Corp. Common Stock.
- [F2]Each Restricted Stock Unit represents a right to receive one share of Common Stock or an amount equal to the fair market value of one share of Common Stock on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof, in the sole discretion of the Compensation Committee.
- [F3]Pursuant to the Merger Agreement, each Restricted Stock Unit, whether vested or unvested, was converted at the effective time of the merger into the right to acquire a number of shares of Stifel Common Stock equal to the number of shares of TWPG Common Stock subject to such award multiplied by 0.1364.
Documents
Issuer
Thomas Weisel Partners Group, Inc.
CIK 0001340354
Entity typeother
Related Parties
1- filerCIK 0001409321
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 5:42 PM ET
- Size
- 8.2 KB