Santo Steve 4
4 · Avantair, Inc · Filed Oct 1, 2010
Insider Transaction Report
Form 4
Avantair, IncAAIR.OB
Santo Steve
DirectorChief Executive Officer
Transactions
- Award
Stock Option (Right to buy)
[F3]2010-10-01+100,000→ 107,000 totalExercise: $0.00Exp: 2020-10-01→ Common Stock (100,000 underlying)
Holdings
- 1,606,650(indirect: By LLC)
Common Stock
[F1] - 75,158
Common Stock
- 5,000(indirect: By Spouse)
Common Stock
[F2]
Footnotes (3)
- [F1]The reporting person is a member of Camelot 27, LLC. The reporting person specifically disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F2]Allison Roberto, the spouse of the reporting person, is an employee of the Issuer and received the stock options disclosed on this Form 4 in connection with her employment.
- [F3]Represents 100,000 stock options granted pursuant to the Company's Long-Term Incentive Plan. One-third of the shares vest on October 1, 2011, and one-twelfth of the shares vest every three months thereafter.
Signature
/s/ Allison Roberto as attorney-in-fact for Steven Santo|2010-10-01