Swartzman Gavin 4
4 · MDC PARTNERS INC · Filed Nov 22, 2010
Insider Transaction Report
Form 4
MDC PARTNERS INCMDCA
Swartzman Gavin
Managing Director
Transactions
- Tax Payment
Class A Shares
2010-11-18$13.88/sh−9,684$134,414→ 94,130 total
Holdings
- 103,814
Class A Shares
- 182,069
Stock Appreciation Rights
Exercise: $3.72From: 2010-02-12Exp: 2014-02-12→ Class A Shares (182,069 underlying)
Footnotes (3)
- [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer.
- [F2]A total of 20,795 Restricted Stock Units (Class A Shares) of the Issuer granted in 2007 vested on November 14, 2010. The Reporting Person elected to have a total of 9,684 Class A Shares withheld on November 18, 2010 to satisfy tax withholding requirements.
- [F3]Stock Appreciation Rights ("SARs") granted February 12, 2009, vested 33% on the first anniversary of the grant date, 33% vest on the second anniversary of the grant date, and 34% vest on the third anniversary of the grant date, and all expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.