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4//SEC Filing

KWON HYUKMUN 4

Accession 0001144204-10-064320

CIK 0000747345other

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 4:04 PM ET

Size

9.9 KB

Accession

0001144204-10-064320

Insider Transaction Report

Form 4
Period: 2010-11-30
KWON HYUKMUN
Director
Transactions
  • Disposition to Issuer

    Common Stock

    2010-11-3033,6070 total
Footnotes (2)
  • [F1]As of November 30, 2010, each of these shares of Smithtown Bancorp, Inc. common stock was converted into the right to receive either (a) approximately $3.77 in cash or (b) approximately 0.304 shares of People's United Financial, Inc. common stock pursuant to the Agreement and Plan of Merger, dated as of July 15, 2010, between Smithtown Bancorp, Inc. and People's United Financial, Inc. Under that Agreement, Smithtown Bancorp merged with and into People's United and ceased to exist as of November 30, 2010. The per-share consideration, delivered in either cash or People's United common stock, represents the sum of (a) $2.00 and (b) 0.143 times the average closing price of People's United common stock over the five consecutive trading days ending on November 29, 2010. The final per-share consideration is subject to verification by the exchange agent for the merger.
  • [F2]Holders of Smithtown Bancorp common stock had the opportunity to elect to receive cash, People's United common stock or a mix of both in exchange for their Smithtown Bancorp common stock. The reporting person named above elected to receive cash for all indicated shares of Smithtown Bancorp common stock. However, some shares may be reallocated to People's United common stock as provided in the Agreement and Plan of Merger. For more information, see the Definitive Proxy Statement filed with the Commission by Smithtown Bancorp on October 14, 2010. Of the shares of Smithtown Bancorp common stock indicated above, 2,559 were, prior to the date hereof, restricted shares awarded under Smithtown Bancorp's equity compensation plans

Issuer

SMITHTOWN BANCORP INC

CIK 0000747345

Entity typeother

Related Parties

1
  • filerCIK 0001261820

Filing Metadata

Form type
4
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 4:04 PM ET
Size
9.9 KB