OBRIEN MICHAEL R 4

4 · SMART BALANCE, INC. · Filed Dec 15, 2010

Form 4

Period: 2010-12-14

Director

Transactions

Purchase
Common Stock
2010-12-14$4.35/sh+2,300$10,005→ 56,900 total(indirect: Held by Bayway Investment Fund.)
Purchase
Common Stock
2010-12-14$4.35/sh+2,300$10,005→ 26,300 total(indirect: By Trust)
Purchase
Common Stock
2010-12-14$4.35/sh+2,300$10,005→ 25,900 total(indirect: By Trust)
Purchase
Common Stock
2010-12-14$4.36/sh+2,300$10,028→ 7,300 total(indirect: By Trust)
Purchase
Common Stock
2010-12-14$4.35/sh+2,300$10,005→ 7,300 total(indirect: By Trust)

Holdings

Footnotes (6)

[F1]Mr. O'Brien disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest therein.
[F2]Mr. O'Brien has sole voting and investment power over these shares.
[F3]Mr. O'Brien is the trustee of Hawkeye Irrevocable Trust, of which his wife, Dianne C. O'Brien, is beneficiary. Mr. O'Brien has sole voting and investment control over the shares held by the trust.
[F4]Mr. O'Brien is the beneficiary of Jayhawk Irrevocable Trust and has investment control over the shares held by the trust.
[F5]A charitable remainder trust established for the benefit of Mr. O'Brien's son, Shannon P. O'Brien.
[F6]A charitable remainder trust established for the benefit of Mr. O'Brien's daughter, Megan E. O'Brien

Documents

1 file