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4//SEC Filing

OBRIEN MICHAEL R 4

Accession 0001144204-10-066729

CIK 0001331301other
View on SEC.govCompany Profile

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 8:15 PM ET

Size

21.1 KB

Accession

0001144204-10-066729

Insider Transaction Report

Form 4
Period: 2010-12-14
SMART BALANCE, INC.SMBL
OBRIEN MICHAEL R
Director
Transactions
  • Purchase

    Common Stock

    2010-12-14$4.35/sh+2,300$10,005→ 56,900 total(indirect: Held by Bayway Investment Fund.)
  • Purchase

    Common Stock

    2010-12-14$4.35/sh+2,300$10,005→ 26,300 total(indirect: By Trust)
  • Purchase

    Common Stock

    2010-12-14$4.35/sh+2,300$10,005→ 25,900 total(indirect: By Trust)
  • Purchase

    Common Stock

    2010-12-14$4.36/sh+2,300$10,028→ 7,300 total(indirect: By Trust)
  • Purchase

    Common Stock

    2010-12-14$4.35/sh+2,300$10,005→ 7,300 total(indirect: By Trust)
Holdings

  • Common Stock

    (indirect: By Trust)
    1,000

  • Common Stock

    (indirect: By Trust)
    5,000

  • Common Stock

    (indirect: By Trust)
    5,000

  • Common Stock

    39,878

  • Common Stock

    (indirect: Held by Aragon Trading Company, L.P.)
    27,396

  • Common Stock

    (indirect: Held by Shorecrest Investment Fund.)
    20,000

  • Common Stock

    (indirect: By Trust)
    20,000

  • Common Stock

    (indirect: By Trust)
    7,000

  • Common Stock

    (indirect: By Trust)
    6,000

  • Common Stock

    (indirect: Held by Shorecrest Investment Fund.)
    3,000

  • Common Stock

    (indirect: By Trust)
    3,000

  • Common Stock

    (indirect: By IRA)
    5,000
Footnotes (6)
  • [F1]Mr. O'Brien disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest therein.
  • [F2]Mr. O'Brien has sole voting and investment power over these shares.
  • [F3]Mr. O'Brien is the trustee of Hawkeye Irrevocable Trust, of which his wife, Dianne C. O'Brien, is beneficiary. Mr. O'Brien has sole voting and investment control over the shares held by the trust.
  • [F4]Mr. O'Brien is the beneficiary of Jayhawk Irrevocable Trust and has investment control over the shares held by the trust.
  • [F5]A charitable remainder trust established for the benefit of Mr. O'Brien's son, Shannon P. O'Brien.
  • [F6]A charitable remainder trust established for the benefit of Mr. O'Brien's daughter, Megan E. O'Brien

Documents

1 file

Issuer

SMART BALANCE, INC.

CIK 0001331301

→
Entity typeother

Related Parties

1
  • filerCIK 0001268935

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 8:15 PM ET
Size
21.1 KB
View on SEC.gov