4//SEC Filing
STERN GARY 4
Accession 0001144204-10-067137
CIK 0001001258other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 4:31 PM ET
Size
7.5 KB
Accession
0001144204-10-067137
Insider Transaction Report
Form 4
ASTA FUNDING INCASFI
STERN GARY
DirectorPresident and CEO
Transactions
- Award
Employee Stock Option (right to buy)
2010-12-15+60,000→ 60,000 totalExercise: $7.63Exp: 2020-12-15→ Common Stock (60,000 underlying) - Award
Common Stock
2010-12-15+32,765→ 800,489 total
Footnotes (2)
- [F1]Mr. Stern indirectly owns 196,656 shares of common stock as custodian for his minor children. 285,607 shares of common stock owned by Asta Group and 684,945 shares owned by GMS Family Investors LLC are attributable to Mr. Stern based on his percentage ownership of Asta Group and GMS Family Investors LLC, respectively. Mr. Stern does not have voting or investment power with respect to any of the shares held by the LLC and disclaims beneficial ownership of the shares owned by the LLC, except to the extent of his pecuniary interest therein.
- [F2]The options vests in three equal annual installments on December 15, 2010, December 15, 2011 and December 15, 2012
Documents
Issuer
ASTA FUNDING INC
CIK 0001001258
Entity typeother
Related Parties
1- filerCIK 0001046401
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 4:31 PM ET
- Size
- 7.5 KB