Home/Filings/4/0001144204-11-003596
4//SEC Filing

SILVER JACK 4

Accession 0001144204-11-003596

CIK 0001116734other

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 2:04 PM ET

Size

13.0 KB

Accession

0001144204-11-003596

Insider Transaction Report

Form 4
Period: 2011-01-21
SILVER JACK
Director10% Owner
Transactions
  • Purchase

    Option to purchase Notes and Warrants

    2011-01-21+00 total(indirect: See Footnote)
    Exp: 2011-06-30Common Stock (0 underlying)
  • Purchase

    Warrant

    2011-01-21+1,111,1111,111,111 total(indirect: See Footnote)
    Exercise: $0.11Exp: 2016-01-21Common Stock (1,111,111 underlying)
  • Award

    Warrant

    2011-01-21+3,959,8943,959,894 total(indirect: See Footnote)
    Exercise: $0.11Exp: 2016-01-21Common Stock (3,959,894 underlying)
  • Purchase

    Secured Convertible Promissory Note

    2011-01-21+1,111,1111,111,111 total(indirect: See Footnote)
    Exercise: $0.09Exp: 2011-12-20Common Stock (1,111,111 underlying)
Footnotes (4)
  • [F1]Immediately.
  • [F2]The Warrant and the Secured Convertible Promissory Note were purchased for an aggregate amount of $100,000.00
  • [F3]Held by Hilltop Holding Company LP, a limited partnership of which Mr. Silver is a general partner.
  • [F4]Pursuant to an Agreement with United Energy Corp., dated January 21, 2011, Hilltop Holding Company L.P. may purchase at its option: (a) additional Secured Convertible Notes in the principal amount of up to $100,000.00 (the "Additional New Notes"), and (b) for each $10,000.00 of Additional New Notes purchased, additional Warrants to purchase 111,111 shares of the Company's Common Stock at an initial exercise price of $0.11 per share, for an aggregate purchase price equal to the principal amount of the Additional New Notes purchased. The Additional New Notes will be convertible at $0.09 per share.

Documents

1 file

Issuer

UNITED ENERGY CORP /NV/

CIK 0001116734

Entity typeother

Related Parties

1
  • filerCIK 0000922714

Filing Metadata

Form type
4
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 2:04 PM ET
Size
13.0 KB