Home/Filings/4/0001144204-11-004473
4//SEC Filing

Swartzman Gavin 4

Accession 0001144204-11-004473

CIK 0000876883other

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 5:37 PM ET

Size

10.4 KB

Accession

0001144204-11-004473

Insider Transaction Report

Form 4
Period: 2011-01-26
Swartzman Gavin
Managing Director
Transactions
  • Award

    Restricted Stock Units (Class A Shares)

    2011-01-26+5,00099,130 total
  • Award

    Extraordinary Equity Value Appre. Restricted Stock Awards

    2011-01-26+45,00045,000 total
    Exp: 2013-12-31Restricted Stock Units (45,000 underlying)
Holdings
  • Class A Shares

    94,130
  • Stock Appreciation Rights

    Exercise: $3.72From: 2010-02-12Exp: 2014-02-12Class A Shares (182,069 underlying)
    182,069
Footnotes (4)
  • [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer.
  • [F2]These Restricted Stock Units (Class A Shares) granted under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) will vest on December 31, 2013 in accordance with the EVAR Grant Agreement.
  • [F3]Stock Appreciation Rights ("SARs") granted February 12, 2009, vested 33% on the first anniversary of the grant date, 33% vest on the second anniversary of the grant date, and 34% vest on the third anniversary of the grant date, and all expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.
  • [F4]Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive Restricted Stock Units on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.

Documents

1 file

Issuer

MDC PARTNERS INC

CIK 0000876883

Entity typeother

Related Parties

1
  • filerCIK 0001355445

Filing Metadata

Form type
4
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 5:37 PM ET
Size
10.4 KB