4//SEC Filing
Kraton Performance Polymers, Inc. 4
Accession 0001144204-11-004956
CIK 0001321646operating
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 4:28 PM ET
Size
8.2 KB
Accession
0001144204-11-004956
Insider Transaction Report
Form 4
O BRIEN KEVIN
Director
Transactions
- Award
Common Stock
2011-01-27+1,922→ 3,990,764 total(indirect: See Footnotes)
Footnotes (4)
- [F1]The Reporting Person was granted $60,000 of common stock of Kraton Performance Polymers, Inc. in consideration of his service on the Board of Directors of the Issuer and received 1, 922 shares of common stock. The price of the stock is based upon the average of the high and low prices of the common stock of Kraton Performance Polymers, Inc. as reported on the New York Stock Exchange on January 27, 2011.
- [F2]This amount shown represents the beneficial ownership of the Issuer's securities by (i) J.P. Morgan Partners (BHCA), L.P. ("JPMP BHCA"), (ii) J.P. Morgan Partners Global Investors, L.P. ("J.P. Morgan Global"), (iii) JPMP Global Fund/Kraton A, L.P. ("JPMP Kraton A"), (iv) J.P. Morgan Partners Global Investors (Cayman) L.P. ("JPMP Cayman"), (v) J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("JPMP Cayman II"), (vi) JPMP Global Fund/Kraton, L.P. ("JPMP Kraton"), (vii) J.P. Morgan Partners Global Investors (Selldown), L.P. ("JPMP Selldown"), (viii) JPMP Global Fund/Kraton/Selldown, L.P., ("JPMP Kraton Selldown"), (ix) J.P. Morgan Partners Global Investors (Selldown) II, L.P. ("JPMP Selldown II") and
- [F3](x) JPMP Global Fund/Kraton/Selldown II L.P ("JPMP Kraton Selldown II", and together with J.P. Morgan Global, JPMP Kraton A, JPMP Cayman, JPMP Cayman II, JPMP Kraton, JPMP Selldown, JPMP Kraton Selldown, and JPMP Selldown II, the "Global Funds") and includes 1,922 shares of common stock held by the Reporting Person as a result of the stock grant mentioned in footnote 1. Pursuant to contractual undertakings by the Reporting Person, the Reporting Person is holding these shares for the benefit of JPMP BHCA.
- [F4]The Reporting Person is a limited partner of JPMP Master Fund Manager, L.P. ("JPMP MFM"). JPMP MFM is the general partner of JPMP BHCA and a limited partner of JPMP Global Investors, L.P. ("JPMP Global Investors"), the general partner of the Global Funds. The actual pro rata portion of beneficial ownership of any shares of the Issuer that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPMP BHCA, JPMP MFM, JPMP Global Investors and the Global Funds. Mr. O'Brien disclaims beneficial ownership of the securities to the extent it exceeds his pecuniary interest therein.
Documents
Issuer
Kraton Performance Polymers, Inc.
CIK 0001321646
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001321646
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 4:28 PM ET
- Size
- 8.2 KB