4//SEC Filing
BORAK ADAM 4
Accession 0001144204-11-011094
CIK 0000351903other
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 5:02 PM ET
Size
9.2 KB
Accession
0001144204-11-011094
Insider Transaction Report
Form 4
Borak Adam
Chief Financial Officer
Transactions
- Award
Common Stock
2011-02-15$15.45/sh+15,211$235,010→ 77,153 total - Tax Payment
Common Stock
2011-02-23$15.42/sh−770$11,873→ 76,383 total
Holdings
- 41,238
Employee Stock Options (Right to Buy)
Exercise: $6.17Exp: 2016-01-30→ Common Stock (41,238 underlying)
Footnotes (4)
- [F1]The reporting person was awarded 15,211 shares of the Company's Common Stock, pursuant to the Company's 2004 Omnibus Long-Term Incentive Compensation Plan. The shares of Common Stock will vest as follows: 1,901 shares vested on February 15, 2011; 1,901 shares will vest on February 15, 2012; 3,803 shares will vest on February 15, 2013 and 7,606 will vest on February 15, 2014, subject to continued employment with the Company on the applicable vesting dates.
- [F2]The options will vest in three equal installments as follows: 13,746 options on January 31, 2010; 13,746 options on January 31, 2011, and 13,746 options on January 31, 2012, subject to continued employment with the Company on the applicable vesting dates.
- [F3]Upon vesting, the options to acquire shares of the Company's Common Stock are exercisable only if the volume weighted average price of the Company's Common Stock shall equal or exceed $9.25 for a period of at least 20 trading days on the Nasdaq Global Select Market (subject to customary adjustments in the event of any change in the outstanding common stock of the Company by reason of any stock dividend, stock split or other corporate exchange or any extraordinary distribution to shareholders of the Company).
- [F4]Transaction represents shares withheld by the Company to satisfy the tax withholding obligation upon the vesting of restricted stock.
Documents
Issuer
EPOCH HOLDING CORP
CIK 0000351903
Entity typeother
Related Parties
1- filerCIK 0001335636
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 5:02 PM ET
- Size
- 9.2 KB