4//SEC Filing
PEARL DAVID N 4
Accession 0001144204-11-011108
CIK 0000351903other
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 5:07 PM ET
Size
10.6 KB
Accession
0001144204-11-011108
Insider Transaction Report
Form 4
PEARL DAVID N
Executive Vice President
Transactions
- Award
Common Stock
2011-02-15$15.45/sh+40,453$624,999→ 300,530 total - Tax Payment
Common Stock
2011-02-23$15.42/sh−1,832$28,249→ 298,698 total
Holdings
- 500,000(indirect: By GRAT)
Common Stock
- 5,800(indirect: By Trust)
Common Stock
- 37,114
Employee Stock Options (Right to Buy)
Exercise: $6.17Exp: 2016-01-30→ Common Stock (37,114 underlying)
Footnotes (4)
- [F1]The reporting person was awarded 40,453 shares of the Company's Common Stock, pursuant to the Company's 2004 Omnibus Long-Term Incentive Compensation Plan. The shares of Common Stock will vest as follows: 5,057 shares vested on February 15, 2011; 5,057 shares will vest on February 15, 2012; 10,113 shares will vest on February 15, 2013 and 20,226 will vest on February 15, 2014, subject to continued employment with the Company on the applicable vesting dates.
- [F2]The options will vest in three equal installments as follows: 12,371 options on January 31, 2010; 12,371 options on January 31, 2011, and 12,372 options on January 31, 2012, subject to continued employment with the Company on the applicable vesting dates.
- [F3]Upon vesting, the options to acquire shares of the Company's Common Stock are exercisable only if the volume weighted average price of the Company's Common Stock shall equal or exceed $9.25 for a period of at least 20 trading days on Nasdaq Global Select Market (subject to customary adjustments in the event of any change in the outstanding common stock of the Company by reason of any stock dividend, stock split or other corporate exchange or any extraordinary distribution to shareholders of the Company).
- [F4]Transaction represents shares withheld by the Company to satisfy the tax withholding obligation upon the vesting of restricted stock.
Documents
Issuer
EPOCH HOLDING CORP
CIK 0000351903
Entity typeother
Related Parties
1- filerCIK 0001293770
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 5:07 PM ET
- Size
- 10.6 KB