Geehr Edward 4
4 · NeoStem, Inc. · Filed Mar 10, 2011
Insider Transaction Report
Form 4
Geehr Edward
Director
Transactions
- Award
Stock Options (right to buy)
2011-03-08+115,000→ 115,000 total(indirect: By Acute Care Partners)Exercise: $1.82Exp: 2014-03-07→ Common Stock, par value $0.001 per share (115,000 underlying)
Footnotes (2)
- [F1]On March 8, 2011, the effective date (the "Effective Date") of a consulting agreement (the "Consulting Agreement") between NeoStem, Inc. (the "Company") and Acute Care Partners, a California corporation (the "Consultant"), the Consultant was granted an option to purchase 115,000 shares of common stock, par value $0.001 per share, of the Company, pursuant and subject to the terms and conditions of the Company's 2009 Equity Compensation Plan. The Consultant is a wholly-owned corporate alter ego of the reporting person. Pursuant to the terms of the Consulting Agreement, the Consultant (through the reporting person) will provide consulting services to the Company.
- [F2]This option is scheduled to vest as to 28,750 shares on each of April 8, 2011, May 8, 2011, June 8, 2011 and July 8, 2011, provided that the Consultant (through the reporting person) continues to be providing consulting services to the Company on each of such dates.