Home/Filings/4/0001144204-11-015900
4//SEC Filing

Kaneko Shu 4

Accession 0001144204-11-015900

CIK 0000815353other

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 4:57 PM ET

Size

7.4 KB

Accession

0001144204-11-015900

Insider Transaction Report

Form 4
Period: 2011-03-17
Kaneko Shu
DirectorCFO and Secretary
Transactions
  • Exercise/Conversion

    Common Stock

    2011-03-17+175,248175,248 total
  • Exercise/Conversion

    Stock Options

    2011-03-17300,0000 total
    Exercise: $0.42Exp: 2019-03-02Common Stock (300,000 underlying)
Footnotes (2)
  • [F1]On March 17, 2011, the Reporting Person exercised stock options to purchase 300,000 shares of the Issuer's common stock on a cashless basis. The stock options were granted to the Reporting Person pursuant to the Issuer's 2009 Equity Incentive Plan (the "Plan") as of March 2, 2009. In connection with the cashless exercise, the Reporting Person was deemed to have paid an amount equal to the difference between the exercise price ($0.42 per share) and the fair market value of a share of the Issuer's common stock on the date of exercise ($1.01 per share).
  • [F2]On March 2, 2009, the Reporting Person was granted 300,000 stock options under the Plan, exercisable at a price of $0.42 per share, of which 75,000 vested on each of September 2, 2009, March 2, 2010, September 2, 2010 and March 2, 2011.

Documents

1 file

Issuer

EMERALD DAIRY INC

CIK 0000815353

Entity typeother

Related Parties

1
  • filerCIK 0001417593

Filing Metadata

Form type
4
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 4:57 PM ET
Size
7.4 KB