4//SEC Filing
Feirstein Douglas 4
Accession 0001144204-11-018290
CIK 0001271075other
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 4:20 PM ET
Size
8.2 KB
Accession
0001144204-11-018290
Insider Transaction Report
Form 4
Feirstein Douglas
DirectorChief Executive Officer10% OwnerOther
Transactions
- Exercise/Conversion
Common Stock Warrants (Right to Buy)
2011-03-28−2,500,000→ 0 total(indirect: By LLLP)Exercise: $0.06From: 2011-02-11Exp: 2014-02-11→ Common Stock (2,500,000 underlying) - Award
Series C Convertible Preferred Stock
2011-03-28+25,000→ 25,000 total(indirect: By LLLP)→ Common Stock (2,500,000 underlying)
Footnotes (2)
- [F1]As previously reported on a Form 4, the reporting person purchased these securities in the issuer's private placement. The reporting person exercised these warrants at a reduced price of $0.015 per share of Series C Preferred Stock.
- [F2]The securities automatically convert into the issuer's common stock after the issuer increases its authorized capital. At such time, each share of Series C Preferred Stock will be convertible into 100 shares of the issuer's common stock. The securities have no expiration date.
Documents
Issuer
Upstream Worldwide, Inc.
CIK 0001271075
Entity typeother
Related Parties
1- filerCIK 0001463773
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 4:20 PM ET
- Size
- 8.2 KB