4//SEC Filing
GANNING FRED 4
Accession 0001144204-11-019834
CIK 0001361872other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 7:48 PM ET
Size
50.9 KB
Accession
0001144204-11-019834
Insider Transaction Report
Form 4
GANNING FRED
10% Owner
Transactions
- Purchase
Class A Common Stock
2010-08-27$3.05/sh+10,000$30,500→ 1,246,889 total(indirect: See footnote.) - Sale
Warrant
2010-07-08$0.18/sh−100$18→ 459,900 total(indirect: See footnote.)Exercise: $5.00From: 2010-07-08Exp: 2011-05-24→ Class A Common Stock (100 underlying) - Purchase
Class A Common Stock
2009-07-21$4.00/sh+13,000$52,000→ 1,200,329 total(indirect: See footnote.) - Purchase
Class A Common Stock
2010-05-19$3.51/sh+5,000$17,550→ 1,226,889 total(indirect: See footnote.) - Purchase
Class A Common Stock
2010-08-17$3.40/sh+1,800$6,120→ 1,228,689 total(indirect: See footnote.) - Sale
Warrant
2010-07-12$0.18/sh−100$18→ 459,800 total(indirect: See footnote.)Exercise: $5.00From: 2010-07-12Exp: 2011-05-24→ Class A Common Stock (100 underlying) - Purchase
Class A Common Stock
2009-07-24$4.00/sh+5,000$20,000→ 1,205,329 total(indirect: See footnote.) - Sale
Class A Common Stock
2010-01-12$5.15/sh−1,000$5,150→ 1,203,309 total(indirect: See footnote.) - Gift
Class A Common Stock
2010-04-19−1,165,139→ 1,201,189 total(indirect: See footnote.) - Purchase
Class A Common Stock
2010-05-18$3.60/sh+5,000$18,000→ 1,221,889 total(indirect: See footnote.) - Purchase
Class A Common Stock
2010-08-18$3.40/sh+8,200$27,880→ 1,236,889 total(indirect: See footnote.) - Purchase
Class A Common Stock
2009-06-05$5.00/sh+1,000$5,000→ 1,184,329 total(indirect: See footnote.) - Purchase
Class A Common Stock
2009-07-13$4.01/sh+1,000$4,010→ 1,186,329 total(indirect: See footnote.) - Sale
Class A Common Stock
2009-11-23$4.90/sh−100$490→ 1,205,229 total(indirect: See footnote.) - Sale
Class A Common Stock
2009-11-25$4.90/sh−100$490→ 1,205,129 total(indirect: See footnote.) - Sale
Class A Common Stock
2010-01-11$5.11/sh−420$2,146→ 1,204,309 total(indirect: See footnote.) - Sale
Class A Common Stock
2010-01-14$5.14/sh−2,000$10,280→ 1,201,309 total(indirect: See footnote.) - Purchase
Class A Common Stock
2010-05-03$3.85/sh+5,000$19,250→ 1,206,889 total(indirect: See footnote.) - Sale
Class A Common Stock
2010-01-14$5.17/sh−120$620→ 1,201,189 total(indirect: See footnote.) - Purchase
Class A Common Stock
2010-04-28$4.05/sh+700$2,835→ 1,201,889 total(indirect: See footnote.) - Sale
Warrant
2010-07-08$0.07/sh−10,000$710→ 460,000 total(indirect: See footnote.)Exercise: $5.00From: 2010-07-08Exp: 2011-05-24→ Class A Common Stock (10,000 underlying) - Purchase
Class A Common Stock
2009-06-09$4.50/sh+1,000$4,500→ 1,185,329 total(indirect: See footnote.) - Purchase
Class A Common Stock
2009-07-21$4.01/sh+1,000$4,010→ 1,187,329 total(indirect: See footnote.) - Sale
Class A Common Stock
2009-11-30$5.20/sh−400$2,080→ 1,204,729 total(indirect: See footnote.) - Purchase
Class A Common Stock
2010-05-04$3.80/sh+5,000$19,000→ 1,211,889 total(indirect: See footnote.) - Purchase
Class A Common Stock
2010-05-06$3.75/sh+5,000$18,750→ 1,216,889 total(indirect: See footnote.) - Purchase
Class A Common Stock
2010-08-27$3.01/sh+5,000$15,050→ 1,251,889 total(indirect: See footnote.) - Purchase
Class A Common Stock
2010-09-08$2.95/sh+10,000$29,500→ 1,261,889 total(indirect: See footnote.) - Disposition to Issuer
Warrant
2010-09-24$0.13/sh−459,800$59,774→ 0 total(indirect: See footnote.)Exercise: $5.00From: 2010-09-24Exp: 2011-05-24→ Class A Common Stock (459,800 underlying)
Footnotes (4)
- [F1]Owned by Simplex Corporation, a New York Corporation ("Simplex"). Mr. Fred Ganning is the sole stockholder of Simplex.
- [F2]Transfer and assigned as a gift to the Fred Ganning, Jr. 2010 Westway Trust Grantor Retained Annuity Trust on April 19, 2010.
- [F3]Each warrant entitles the holder to purchase one share of the Issuer's Class A Common Stock at an exercise price of $5.00 per share ("Warrant"). The Warrants expire on May 24, 2011.
- [F4]Simplex tendered 459,800 Warrants pursuant to a tender offer by the Issuer that expired on September 21, 2010 for $.13 per warrant.
Documents
Issuer
Westway Group, Inc.
CIK 0001361872
Entity typeother
Related Parties
1- filerCIK 0001517090
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 7:48 PM ET
- Size
- 50.9 KB