DICKSON ROBERT E 4

Accession 0001144204-11-019909

CIK 0000876883other

View on SEC.gov Company Profile

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 12:21 PM ET

Size

14.3 KB

Accession

0001144204-11-019909

Insider Transaction Report

Form 4

Period: 2011-03-30

MDC PARTNERS INCMDCA

DICKSON ROBERT E

Managing Director

Transactions

Exercise/Conversion
Class A Shares
2011-03-30$8.40/sh+57,150$480,060→ 241,242 total
Sale
Class A Shares
2011-03-30$16.42/sh−57,150$938,403→ 184,092 total
Exercise/Conversion
Stock Options (Right to Buy)
2011-03-30−57,150→ 0 total
Exercise: $8.40From: 2002-04-10Exp: 2012-04-10→ Class A Shares (57,150 underlying)

Holdings

Stock Appreciation Rights
Exercise: $3.72From: 2010-02-12Exp: 2014-02-12→ Class A Shares (188,276 underlying)
188,276
Stock Appreciation Rights
Exercise: $8.95From: 2008-04-28Exp: 2016-04-28→ Class A Shares (10,000 underlying)
10,000
Extraordinary Equity Value Appre. Restricted Stock Awards
Exp: 2013-12-31→ Restricted Stock Units (45,000 underlying)
45,000

Footnotes (8)

[F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer.
[F2]In connection with the referenced sale, the Reporting Person has reconfirmed his commitment to continue to comply with the Company's Stock Ownership Guidelines. The sale by the Reporting Person represents less than 15% of such individual's holdings, and was made for portfolio diversification purposes.
[F3]Stock Options (previously granted on April 10, 2002) expire 10 years from the grant date.
[F4]Canadian dollars.
[F5]The share price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.30 to $16.51, inclusive. The reporting person undertakes to provide to MDC Partners Inc., any security holder of MDC Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
[F6]Stock Appreciation Rights ("SARs") granted April 28, 2006, fully vested on April 28, 2008. These SARs may be settled in cash or stock, at the discretion of the Issuer.
[F7]SARs granted February 12, 2009, vested 33% on the first anniversary of the grant date, 33% vest on the second anniversary of the grant date, and 34% vest on the third anniversary of the grant date, and all expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.
[F8]Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive Restricted Stock Units on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.

Documents

1 file

4
v215728_ex.xmlPrimary

Issuer

MDC PARTNERS INC

CIK 0000876883

→

Entity typeother

Related Parties

filerCIK 0001283584

Filing Metadata

Form type: 4
Filed: Apr 3, 8:00 PM ET
Accepted: Apr 4, 12:21 PM ET
Size: 14.3 KB

View on SEC.gov