4//SEC Filing
Stapleton Walker Roberts 4
Accession 0001144204-11-027606
CIK 0000102588other
Filed
May 9, 8:00 PM ET
Accepted
May 10, 3:12 PM ET
Size
6.2 KB
Accession
0001144204-11-027606
Insider Transaction Report
Form 4
Stapleton Walker Roberts
10% Owner
Transactions
- Other
Common Stock
2011-05-06$10.05/sh+12,978$130,429→ 225,808 total(indirect: See footnotes)
Footnotes (2)
- [F1]On April 1, 2011, Stapleton Acquisition Company ("SAC") commenced a tender offer for all of the outstanding shares of Common Stock of the Issuer (the "Shares") at a price of $10.05 per Share in cash (the "Offer"). The initial offering period for the Offer expired at 5:00 p.m., New York City time, on April 29, 2011. SAC provided a subsequent offering period, which commenced on May 2, 2011 and which expired at 5:00 p.m., New York City time, on May 6, 2011. SAC accepted 61,801 additional Shares tendered pursuant to the Offer during the subsequent offering period and presently owns a total of 1,075,278 Shares.
- [F2](Footnote 1 continued) In connection with the Offer and pursuant to that certain Contribution and Subscription Agreement entered into by and between SAC and the Reporting Person (the "Contribution Agreement"), the Reporting Person acquired approximately 21% of the equity interests of SAC and the beneficial ownership of the Shares previously held by him changed from direct to indirect. Accordingly, the Reporting Person has a pecuniary interest in and indirectly beneficially owns approximately 12,978 of the Shares tendered pursuant to the Offer and purchased by SAC during the subsequent offering period and approximately 225,808 of the total Shares owned by SAC.
Documents
Issuer
SONOMAWEST HOLDINGS INC
CIK 0000102588
Entity typeother
Related Parties
1- filerCIK 0001323237
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 3:12 PM ET
- Size
- 6.2 KB