Kogan Yakov 4
4 · CLEVELAND BIOLABS INC · Filed May 16, 2011
Insider Transaction Report
Form 4
Kogan Yakov
DirectorCOO, Secretary
Transactions
- Award
Employee Stock Options (Right to Buy)
2011-05-12+2,213→ 2,213 total(indirect: By Spouse)Exercise: $7.31From: 2011-05-12Exp: 2021-05-11→ Common Stock (2,213 underlying)
Holdings
- 37,500
Employee Stock Options (Right to Buy)
Exercise: $8.36From: 2007-04-06Exp: 2017-04-05→ Common Stock (37,500 underlying) - 137,250
Employee Stock Options (Right to Buy)
Exercise: $4.00From: 2008-02-04Exp: 2018-02-03→ Common Stock (137,250 underlying) - 3,856(indirect: By Spouse)
Employee Stock Options (Right to Buy)
Exercise: $3.91From: 2010-08-18Exp: 2020-08-17→ Common Stock (3,856 underlying) - 4,255(indirect: By Spouse)
Employee Stock Options (Right to Buy)
Exercise: $6.09From: 2010-11-17Exp: 2020-11-16→ Common Stock (4,255 underlying) - 149,609
Employee Stock Options (Right to Buy)
Exercise: $7.16From: 2011-03-21Exp: 2021-03-20→ Common Stock (149,609 underlying) - 105,000
Employee Stock Options (Right to Buy)
Exercise: $3.44From: 2010-05-18Exp: 2020-05-17→ Common Stock (105,000 underlying) - 30,000(indirect: By Spouse)
Employee Stock Options (Right to Buy)
Exercise: $3.79From: 2010-03-01Exp: 2010-02-02→ Common Stock (30,000 underlying) - 2,128(indirect: By Spouse)
Employee Stock Options (Right to Buy)
Exercise: $7.39From: 2011-03-18Exp: 2021-03-17→ Common Stock (4,255 underlying)
Footnotes (1)
- [F1]On May 12, 2011, with the approval of the Compensation Committee, Cleveland BioLabs, Inc. issued stock options to Leah Brownlee, who was hired as an employee effective March 1,2010. Ms. Brownlee is the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.