4//SEC Filing
Harte Francis Michael 4
Accession 0001144204-11-033523
CIK 0001419178other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 4:17 PM ET
Size
9.5 KB
Accession
0001144204-11-033523
Insider Transaction Report
Form 4
Harte Francis Michael
Chief Financial Officer
Transactions
- Award
Class A common stock
2011-05-25+205→ 180,940 total - Award
Class A common stock
2011-05-25+408→ 180,735 total - Award
Class A common stock
2011-02-23+367→ 180,143 total - Award
Class A common stock
2011-02-23+184→ 180,327 total
Footnotes (2)
- [F1]Represents dividend equivalents with respect to restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of Artio Global Investors Inc. (the "Issuer") upon the lapse of restrictions. The dividend equivalents were issued in the form of additional RSUs and are subject to the same vesting provisions as the underlying RSUs.
- [F2]Represents dividend equivalents with respect to RSUs, each of which represents the right to receive one share of Class A common stock of the Issuer upon the lapse of restrictions. These restrictions will lapse on the third anniversary of the date of grant to the extent that specified performance goals are achieved, and provided Mr. Harte continues to be employed by the Issuer through such lapse date.
Documents
Issuer
Artio Global Investors Inc.
CIK 0001419178
Entity typeother
Related Parties
1- filerCIK 0001353134
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 4:17 PM ET
- Size
- 9.5 KB