Pell Richard 4
4 · Artio Global Investors Inc. · Filed Jun 1, 2011
Insider Transaction Report
Form 4
Pell Richard
DirectorChairman, CEO & CIO
Transactions
- Award
Class A common stock
2011-02-23+670→ 975,658 total - Award
Class A common stock
2011-05-25+745→ 976,403 total
Holdings
- 4,119,994(indirect: By Trust)
Class A common stock
Footnotes (2)
- [F1]Represents dividend equivalents with respect to restricted stock units, each of which represents the right to receive one share of Class A common stock of Artio Global Investors Inc. (the "Issuer") upon the lapse of restrictions. These restrictions will lapse as to the total award on the third anniversary of the date of grant, provided that specified performance goals are achieved and Mr. Pell continues to be employed by the Issuer through such lapse date.
- [F2]Held by the Pell Family Trusts, grantor retained annuity trusts for which Mr. Pell serves as settlor and trustee.