|4Aug 11, 4:38 PM ET

Fentress Andrew 4

4 · Medley Capital Corp · Filed Aug 11, 2011

Insider Transaction Report

Form 4
Period: 2011-08-09
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    2011-08-09$10.27/sh+3,000$30,8103,000 total
Holdings
  • Common Stock, par value $0.001 per share

    (indirect: See Footnote)
    125,000
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.35, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]Attributes beneficial ownership of the shares of common stock owned by affiliates of MCC Advisors LLC to Brook Taube, Seth Taube and Andrew Fentress, who exercise dispositive power with respect to such shares.

Documents

1 file
  • 4
    v231753_4.xmlPrimary

    OWNERSHIP DOCUMENT