4//SEC Filing
PEARL DAVID N 4
Accession 0001144204-11-050155
CIK 0000351903other
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 6:54 PM ET
Size
9.5 KB
Accession
0001144204-11-050155
Insider Transaction Report
Form 4
PEARL DAVID N
Executive Vice President
Transactions
- Gift
Common Stock
2011-08-26−5,600→ 281,457 total - Gift
Common Stock
2011-08-26+5,600→ 11,400 total(indirect: By Trust)
Holdings
- 500,000(indirect: By GRAT)
Common Stock
- 37,114
Employee Stock Options (Right to Buy)
Exercise: $6.17Exp: 2016-01-30→ Common Stock (37,114 underlying)
Footnotes (3)
- [F1]The reported transaction represents a gift from David N. Pearl to a family trust.
- [F2]The reporting person was awarded a total grant of 37,114 options to acquire shares of the Company's Common Stock, pursuant to the Company's 2004 Omnibus Long-Term Incentive Compensation Plan. The options vest in three equal installments as follows: 12,371 options vested on January 31, 2010; 12,371 options vested on January 31, 2011, and 12,372 options will vest on January 31, 2012, subject to continued employment with the Company on the applicable vesting dates.
- [F3]Upon vesting, the options to acquire shares of the Company's Common Stock are exercisable only if the volume weighted average price of the Company's Common Stock shall equal or exceed $9.25 for a period of at least 20 trading days on Nasdaq Global Select Market (subject to customary adjustments in the event of any change in the outstanding common stock of the Company by reason of any stock dividend, stock split or other corporate exchange or any extraordinary distribution to shareholders of the Company).
Documents
Issuer
EPOCH HOLDING CORP
CIK 0000351903
Entity typeother
Related Parties
1- filerCIK 0001293770
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 6:54 PM ET
- Size
- 9.5 KB