Ashenfelter Mark Jeffrey 4/A
4/A · Oxford Lane Capital Corp. · Filed Sep 2, 2011
Insider Transaction Report
Form 4/AAmended
Ashenfelter Mark Jeffrey
Director
Transactions
- Exercise of In-Money
Common Stock
2011-08-26$15.00/sh+1,000$15,000→ 3,000 total - Exercise of In-Money
Subscription Rights
2011-08-26−2,000Exercise: $15.00From: 2011-08-03Exp: 2011-08-26→ Common Stock
Footnotes (2)
- [F1]Includes approximately 334 shares issued pursuant to an over-subscription privilege in connection with a rights offering conducted by Oxford Lane Capital Corp. The amount of shares issued pursuant to such over-subscription privilege to each exercising rights holder was determined on September 1, 2011.
- [F2]Subscription rights received pursuant to a pro rata distribution thereof to the stockholders of record of Oxford Lane Capital Corp. as of August 3, 2011 in connection with a rights offering.