4//SEC Filing
ASHMORE CRAIG W 4
Accession 0001144204-11-056143
CIK 0000032604other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 8:57 PM ET
Size
11.3 KB
Accession
0001144204-11-056143
Insider Transaction Report
Form 4
ASHMORE CRAIG W
Exec. VP - Planning & Develop.
Transactions
- Exercise/Conversion
Common Stock
2011-09-30+23,040→ 138,413 total - Tax Payment
Common Stock
2011-09-30$42.28/sh−7,477$316,165→ 130,936 total - Exercise/Conversion
Restricted Stock Units
2011-09-30−23,040→ 0 total→ Common Stock (23,040 underlying)
Holdings
- 1,298.96(indirect: By 401(k))
Common Stock
- 2,855.804(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Vesting of 23,040 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (23,040 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2010. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.
- [F2]Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.
- [F3]Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.
- [F4]Fair market value on date of the vesting described in Note 1.
- [F5]Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
Documents
Issuer
EMERSON ELECTRIC CO
CIK 0000032604
Entity typeother
Related Parties
1- filerCIK 0001416944
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 8:57 PM ET
- Size
- 11.3 KB