GOLDBERG ALAN IRA 4

4 · PRESSURE BIOSCIENCES INC · Filed Oct 7, 2011

Form 4

Period: 2011-09-30

Director

Transactions

Conversion
Common Stock
2011-09-30$1.15/sh+96,960$111,504→ 125,845 total
Conversion
Series A Convertible Preferred Stock
2011-09-30−9,696→ 0 total
Exercise: $1.15From: 2009-02-12→ Common Stock (96,960 underlying)
Disposition to Issuer
30-Month Common Stock Purchase Warrant
2011-09-30−96,960→ 0 total
Exercise: $2.00Exp: 2012-08-11→ Common Stock (96,960 underlying)
Award
30-Month Common Stock Purchase Warrant
2011-09-30+96,960→ 96,960 total
Exercise: $0.90Exp: 2015-08-12→ Common Stock (96,960 underlying)

Footnotes (3)

[F1]The Series A Convertible Preferred Stock has no expiration date.
[F2]Pursuant to a certain Securities Purchase Agreement, dated February 12, 2009, among the Company, the Reporting Person and the other purchasers named therein, the Reporting Person purchased 9,696 "Units" at a purchase price of $11.50 per Unit. Each Unit consisted of (i) one share of Series A Convertible Preferred Stock, (ii) a warrant to purchase one share of Series A Convertible Preferred Stock, which warrant is exercisable until May 12, 2010 and (iii) a warrant to purchase 10 shares of Common Stock, which warrant is exercisable until August 12, 2015.
[F3]The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant and the grant of a replacement warrant.

Documents

1 file