ROSENSON ALAN D 4
4 · PRESSURE BIOSCIENCES INC · Filed Oct 7, 2011
Insider Transaction Report
Form 4
ROSENSON ALAN D
Director
Transactions
- Conversion
Common Stock
2011-09-30$1.25/sh+67,850$84,813→ 131,918 total - Disposition to Issuer
30-Month Common Stock Purchase Warrant
2011-09-30−131,500→ 0 totalExercise: $2.00Exp: 2012-08-11→ Common Stock (131,500 underlying) - Conversion
Series A Convertible Preferred Stock
2011-09-30$12.50/sh−6,785$84,813→ 0 totalExercise: $1.25From: 2009-02-12→ Common Stock (67,850 underlying) - Award
30-Month Common Stock Purchase Warrant
2011-09-30+131,500→ 131,500 totalExercise: $0.90Exp: 2015-08-12→ Common Stock (131,500 underlying)
Footnotes (3)
- [F1]The Series A Convertible Preferred Stock has no expiration date.
- [F2]The Reporting Person purchased 4,000 shares of Series A Convertible Preferred Stock for $12.50 per share. The Reporting Person also performed a cashless exercise as allowed by the Company for Affiliates to obtain the remaining 2,785 shares of Series A Convertible Preferred Stock.
- [F3]The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant and the grant of a replacement warrant.