4/A//SEC Filing
MOONEY EDWARD P 4/A
Accession 0001144204-11-057951
CIK 0001045390other
Filed
Oct 13, 8:00 PM ET
Accepted
Oct 14, 5:28 PM ET
Size
28.0 KB
Accession
0001144204-11-057951
Insider Transaction Report
Form 4/AAmended
MOONEY EDWARD P
DirectorPresident & CEO10% Owner
Transactions
- Award
Series A Preferred Stock
2011-06-02+8,000→ 8,000 total(indirect: See Footnote)→ Common Stock (40,000 underlying) - Sale
Common Stock
2011-05-24−100,000→ 12,140,004 total(indirect: See Footnote) - Award
Stock Option
2010-12-28+50,000→ 50,000 totalExercise: $5.00Exp: 2015-12-28→ Common Stock (50,000 underlying) - Award
Warrants
2011-06-02+2,800→ 2,800 total(indirect: See Footnote)Exercise: $0.01From: 2011-06-02Exp: 2016-05-31→ Common Stock (2,800 underlying) - Sale
Common Stock
2011-05-25−100,000→ 12,036,911 total(indirect: See Footnote) - Other
Common Stock
2011-05-25−687→ 12,036,224 total(indirect: See Footnote) - Sale
Common Stock
2011-09-09−118,645→ 11,918,279 total(indirect: See Footnote) - Award
Stock Option
2010-12-28+50,000→ 50,000 totalExercise: $2.50Exp: 2015-12-28→ Common Stock (50,000 underlying) - Disposition to Issuer
10% Convertible Note Due 6/30/12
2011-06-02−80,000→ 0 total(indirect: See Footnote)Exercise: $2.50From: 2010-12-21Exp: 2012-06-30→ Common Stock (32,000 underlying) - Other
Common Stock
2011-05-24−3,093→ 12,136,911 total(indirect: See Footnote) - Award
Warrants
2010-12-21+32,000→ 32,000 total(indirect: See Footnote)Exercise: $0.01From: 2010-12-21Exp: 2015-06-30→ Common Stock (32,000 underlying)
Holdings
- 432,482(indirect: See Footnote)
Common Stock
Footnotes (10)
- [F1]Represents common stock transferred by LIFE (as defined below) to a service provider in consideration for services rendered at a deemed price of $2.00 per share.
- [F10]LIFE received (i) 8,000 shares of Series A convertible preferred stock at a deemed purchase price of $10.00 per share, and (ii) warrants to purchase 2,800 shares of Common Stock at an exercise price of $0.01 per share, in consideration for the cancellation by the Issuer of a convertible promissory note issued to LIFE in the principal amount of $80,000 due June 30, 2012.
- [F2]Represents securities owned by LIFE Power & Fuels, LLC, a Delaware limited liability ("LIFE"). The Reporting Person is the Managing Member of LIFE, but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F3]On February 11, 2011, LIFE made a distribution to its members of 15% of the Reporting Person's ownership of the Issuer's shares. The number of shares reported in Table I represents shares of the Issuer that were erroneously not distributed to certain members of the Reporting Person, which were subsequently distributed.
- [F4]Represents common stock transferred by LIFE to a service provider in consideration for services rendered at a deemed price of $2.00 per share.
- [F5]Represents common stock transferred by LIFE to a service provider in consideration for services rendered at a deemed price of $2.00 per share.
- [F6]LIFE also received 100 shares of common stock and 600 shares of common stock pursuant to stock dividends on its shares of Series A Preferred Stock on June 15, 2011 and September 15, 2011, respectively.
- [F7]Represents common stock held by Edward P. and Teresa M. Mooney Revocable Living Trust.
- [F8]Vests in four equal installments on December 28, 2010, 2011, 2012 and 2013.
- [F9]Each share of Series A Preferred Stock is convertible into five shares of common stock, and is convertible at any time without expiration.
Documents
Issuer
COLOMBIA CLEAN POWER & FUELS, INC
CIK 0001045390
Entity typeother
Related Parties
1- filerCIK 0001143131
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 13, 8:00 PM ET
- Accepted
- Oct 14, 5:28 PM ET
- Size
- 28.0 KB