Rothblum Maydan 4
4 · DecisionPoint Systems, Inc. · Filed Oct 24, 2011
Insider Transaction Report
Form 4
Rothblum Maydan
Director
Transactions
- Other
Common Stock, par value $.001 per share
2011-09-30+105,700→ 635,700 total(indirect: See foonote)
Footnotes (3)
- [F1]These shares are being issued to Sigma Opportunity Fund II, LLC ("Sigma Fund") pursuant to the anti-dilution provisions contained in an exchange agreement between the Issuer and Sigma Fund for no additional consideration.
- [F2]The Reporting Person is a Managing Director of Sigma Capital Advisors, LLC ("Sigma Advisors"), the managing member of Sigma Fund. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.
- [F3]Of these securities, (i) 40,000 shares are owned directly by Sigma Advisors and (ii) 595,700 shares are owned directly by Sigma Fund.