4//SEC Filing
Waye Thom 4
Accession 0001144204-11-059064
CIK 0001505611other
Filed
Oct 23, 8:00 PM ET
Accepted
Oct 24, 7:15 PM ET
Size
10.4 KB
Accession
0001144204-11-059064
Insider Transaction Report
Form 4
Sigma Capital Advisors, LLC
10% Owner
Transactions
- Other
Common Stock, par value $.001 per share
2011-09-30+105,700→ 635,700 total(indirect: See foonote)
Sigma Capital Partners, LLC
10% Owner
Transactions
- Other
Common Stock, par value $.001 per share
2011-09-30+105,700→ 635,700 total(indirect: See foonote)
Waye Thom
10% Owner
Transactions
- Other
Common Stock, par value $.001 per share
2011-09-30+105,700→ 635,700 total(indirect: See foonote)
Sigma Opportunity Fund II, LLC
10% Owner
Transactions
- Other
Common Stock, par value $.001 per share
2011-09-30+105,700→ 635,700 total(indirect: See foonote)
Footnotes (3)
- [F1]These shares are being issued to Sigma Opportunity Fund II, LLC ("Sigma Fund") pursuant to the anti-dilution provisions contained in an exchange agreement between the Issuer and Sigma Fund for no additional consideration.
- [F2]This Form 4 is filed jointly by Sigma Fund, Sigma Capital Advisors, LLC ("Sigma Advisors"), Sigma Capital Partners, LLC ("Sigma Partners") and Thom Waye.
- [F3]Of these securities, (i) 40,000 shares are owned directly by Sigma Advisors and (ii) 595,700 shares are owned directly by Sigma Fund. Mr. Waye, Sigma Partners and Sigma Advisors may be deemed to indirectly beneficially own the securities not directly owned by virtue of Mr. Waye being the sole member of Sigma Partners, which is the sole member of Sigma Advisors, the managing member of Sigma Fund for which Mr. Waye is the manager. Each of the reporting persons disclaims beneficial ownership of the securities not directly owned by them except to the extent of their pecuniary interest therein.
Documents
Issuer
DecisionPoint Systems, Inc.
CIK 0001505611
Entity typeother
Related Parties
1- filerCIK 0001327217
Filing Metadata
- Form type
- 4
- Filed
- Oct 23, 8:00 PM ET
- Accepted
- Oct 24, 7:15 PM ET
- Size
- 10.4 KB