4//SEC Filing
LIU BIN 4
Accession 0001144204-11-060546
CIK 0001089531other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 3:29 PM ET
Size
11.2 KB
Accession
0001144204-11-060546
Insider Transaction Report
Form 4
LIU BIN
Chief Financial Officer
Transactions
- Award
Option (right to buy)
2011-10-31+120,000→ 120,000 totalExercise: $2.27Exp: 2021-04-01→ Common Stock (120,000 underlying) - Award
Option (right to buy)
2011-10-31+30,000→ 30,000 totalExercise: $2.59Exp: 2021-03-23→ Common Stock (30,000 underlying) - Award
Option (right to buy)
2011-10-31+90,000→ 90,000 totalExercise: $2.59Exp: 2021-03-23→ Common Stock (90,000 underlying)
Footnotes (4)
- [F1]The option grant was approved by the Compensation Committee of the Issuer on March 24, 2011, subject to stockholder approval of the stock option plan under which the option was granted. The Issuer's stockholders approved the plan on October 31, 2011.
- [F2]The transaction reported in this row involves a grant, pursuant to a stock option award agreement, by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that vests as follows: 25% of the options will become exercisable on the first anniversary of March 24, 2011 and 6.25% of the options will become exercisable on an ongoing basis in three month increments until the fourth anniversary of March 24, 2011.
- [F3]The transaction reported in this row involves a grant, pursuant to a stock option award agreement, by the Issuer to the Reporting Person of options to purchase the Issuer's common stock and 100% of such options vested on the three month anniversary date of March 24, 2011.
- [F4]The transaction reported in this row involves a grant, pursuant to the Reporting Person's employment agreement, to the Reporting Person of options to purchase the Issuer's common stock that vests as follows: 30,000 options vest every three months following April 1, 2011 until all options have vested. The option grant was approved by the Compensation Committee of the Issuer on April 1, 2011, subject to stockholder approval of the stock option plan under which the option was granted. The Issuer's stockholders approved the plan on October 31, 2011.
Documents
Issuer
KINGOLD JEWELRY, INC.
CIK 0001089531
Entity typeother
Related Parties
1- filerCIK 0001497921
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 3:29 PM ET
- Size
- 11.2 KB