NeoStem, Inc.·4

Nov 4, 9:02 PM ET

May Larry Alan 4

4 · NeoStem, Inc. · Filed Nov 4, 2011

Insider Transaction Report

Form 4
Period: 2011-11-02
May Larry Alan
Chief Financial Officer
Transactions
  • Award

    Common Stock, $0.001 par value

    2011-11-02$0.62/sh+21,500$13,33063,118 total
Holdings
  • Common Stock, $0.001 par value

    (indirect: By Spouse)
    51
Footnotes (1)
  • [F1]On November 2, 2011, the Compensation Committee of the Issuer's Board of Directors approved an arrangement whereby the Reporting Person shall receive the net amount of his previously-authorized bonus through the issuance by the Issuer of shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), at the closing price of the Common Stock on November 1, 2011, under and subject to the terms and conditions of the Issuer's 2009 Equity Compensation Plan (the "2009 Plan").

Documents

1 file
  • 4
    v239282_4.xmlPrimary

    OWNERSHIP DOCUMENT