4//SEC Filing
Kogan Yakov 4
Accession 0001144204-11-062195
CIK 0001318641other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 8:37 PM ET
Size
8.2 KB
Accession
0001144204-11-062195
Insider Transaction Report
Form 4
Kogan Yakov
DirectorCOO, Secretary
Transactions
- Award
Common Stock, par value $0.005 per share
2011-11-07+1,638→ 646,138 total(indirect: By Spouse) - Award
Employee Stock Options (Right to Buy)
2011-11-07+5,000→ 5,000 total(indirect: By Spouse)Exercise: $3.03From: 2011-11-07Exp: 2021-11-06→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]On November 7, 2011, with the approval of the Compensation Committee of Cleveland BioLabs, Inc. (the "Company"), Leah Brownlee was granted these shares of common stock as a quarterly bonus. The shares were issued at a measurement price of $2.78 per share. See Note 2 for details on Ms. Brownlee's relationship with the reporting person.
- [F2]Leah Brownlee, who was hired as an employee of the Company effective March 1, 2010, is the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]The Compensation Committee approved the grant of these stock options to Leah Brownlee on October 27, 2011, and the grant was finalized and made on November 7, 2011 pursuant to an option agreement that was executed on such date. See Note 2 for details on Ms. Brownlee's relationship with the reporting person.
Documents
Issuer
CLEVELAND BIOLABS INC
CIK 0001318641
Entity typeother
Related Parties
1- filerCIK 0001370084
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 8:37 PM ET
- Size
- 8.2 KB