4//SEC Filing
Pell Richard 4
Accession 0001144204-11-066819
CIK 0001419178other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 4:38 PM ET
Size
6.0 KB
Accession
0001144204-11-066819
Insider Transaction Report
Form 4
Pell Richard
DirectorChairman, CEO & CIO
Transactions
- Award
Class A common stock
2011-11-22+1,795→ 1,152,526 total
Holdings
- 4,119,994(indirect: By Trust)
Class A common stock
Footnotes (2)
- [F1]Represents dividend equivalents with respect to restricted stock units ("RSUs"), each of which represents the right to receive one share of Class A common stock of Artio Global Investors Inc. (the "Issuer") upon the lapse of restrictions. These restrictions will lapse as to the total award on the third anniversary of the date of grant, provided that specified performance goals are achieved and Mr. Pell continues to be employed by the Issuer through such lapse date.
- [F2]Held by the Pell Family Trusts, grantor retained annuity trusts for which Mr. Pell serves as settlor and trustee.
Documents
Issuer
Artio Global Investors Inc.
CIK 0001419178
Entity typeother
Related Parties
1- filerCIK 0001472149
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 4:38 PM ET
- Size
- 6.0 KB