CAPPS RANDALL 4
4 · American Standard Energy Corp. · Filed Dec 2, 2011
Insider Transaction Report
Form 4
CAPPS RANDALL
Director10% Owner
Transactions
- Other
Common Stock
2011-08-22$6.43/sh+208,200$1,339,767→ 18,679,554 total(indirect: See footnote)
Holdings
- 653,062
Common Stock
- 71,429
Warrant (right to buy)
Exercise: $5.00From: 2011-02-01Exp: 2016-02-01→ Common Stock (71,429 underlying) - 71,429
Warrant (right to buy)
Exercise: $6.50From: 2011-02-01Exp: 2016-02-01→ Common Stock (71,429 underlying)
Footnotes (2)
- [F1]In a sale of leasehold property to the Issuer on August 22, 2011, Geronimo Holding Corporation ("Geronimo") received consideration of $13.5 million in cash and 208,200 shares of the Company's common stock at a price per share of $6.435. The Reporting Person is the sole owner of Geronimo.
- [F2]Includes (a) 16,642,821 shares of Common Stock held by Geronimo; (b) 1,387,754 shares of Common Stock held by XOG Operating, LLC ("XOG"); (c) 587,755 shares of Common Stock held by CLW South Texas 2008, LP ("CLW"); and (d) 61,224 shares of Common Stock as legal guardian of Hayden Pitts. The Reporting Person is the sole owner of XOG and Geronimo and is the majority owner of CLW.