4//SEC Filing
KINDERHOOK GP LLC 4
Accession 0001144204-11-070334
CIK 0001044435other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 6:26 PM ET
Size
10.1 KB
Accession
0001144204-11-070334
Insider Transaction Report
Form 4
ACTIVE POWER INCACPW
CLEARMAN STEPHEN J
10% Owner
Transactions
- Purchase
Common Stock
2011-12-14$0.59/sh+376,616$222,203→ 8,809,456 total
KINDERHOOK PARTNERS, LP
10% Owner
Transactions
- Purchase
Common Stock
2011-12-14$0.59/sh+376,616$222,203→ 8,809,456 total
KINDERHOOK GP LLC
10% Owner
Transactions
- Purchase
Common Stock
2011-12-14$0.59/sh+376,616$222,203→ 8,809,456 total
Shah Tushar
10% Owner
Transactions
- Purchase
Common Stock
2011-12-14$0.59/sh+376,616$222,203→ 8,809,456 total
Footnotes (1)
- [F1]Mr. Tushar Shah and Mr. Stephen J. Clearman are the co-managing members of the Kinderhook GP, LLC (the "General Partner") responsible for making investment decisions with respect to the Partnership and, as a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. In addition, Mr. Shah and Mr. Clearman are responsible for making investment decisions with respect to Kinderhook Capital. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Capital's power to vote and/or dispose of the shares of Common Stock. Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein.
Documents
Issuer
ACTIVE POWER INC
CIK 0001044435
Entity typeother
Related Parties
1- filerCIK 0001266402
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 6:26 PM ET
- Size
- 10.1 KB