Home/Filings/4/0001144204-12-002888
4//SEC Filing

Shivji Alnoor 4

Accession 0001144204-12-002888

CIK 0001368993other

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 9:19 PM ET

Size

10.5 KB

Accession

0001144204-12-002888

Insider Transaction Report

Form 4
Period: 2012-01-03
Shivji Alnoor
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Common Stock

    2012-01-03+10,0002,554,529 total
  • Award

    Stock Option (right to buy)

    2012-01-03+20,00020,000 total
    Exercise: $0.14Exp: 2019-01-02Common Stock (20,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    2,613,552
  • Common Stock

    (indirect: By Trust)
    48,333
  • Common Stock

    (indirect: By Trust)
    48,333
  • Common Stock

    (indirect: By Trust)
    48,333
Footnotes (2)
  • [F1]Grant of shares upon vesting of restricted stock units. Fifty percent of the restricted stock units vest on the date of grant, January 3, 2012, and the remaining fifty percent of the restricted stock units vest equally every three months after the date of grant, such that 100% of the restricted stock units shall be fully vested on the one year anniversary of the date of grant. Vested shares will be delivered to the reporting person on each vesting date.
  • [F2]Twenty-five percent of the shares subject to the option vest every three months after the date of grant, such that 100% of the shares subject to the option shall be fully vested on the one year anniversary of the grant date.

Issuer

WaferGen Bio-systems, Inc.

CIK 0001368993

Entity typeother

Related Parties

1
  • filerCIK 0001435645

Filing Metadata

Form type
4
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 9:19 PM ET
Size
10.5 KB