Shivji Alnoor 4
4 · WaferGen Bio-systems, Inc. · Filed Jan 18, 2012
Insider Transaction Report
Form 4
Shivji Alnoor
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2012-01-03+10,000→ 2,554,529 total - Award
Stock Option (right to buy)
2012-01-03+20,000→ 20,000 totalExercise: $0.14Exp: 2019-01-02→ Common Stock (20,000 underlying)
Holdings
- 2,613,552(indirect: By Trust)
Common Stock
- 48,333(indirect: By Trust)
Common Stock
- 48,333(indirect: By Trust)
Common Stock
- 48,333(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Grant of shares upon vesting of restricted stock units. Fifty percent of the restricted stock units vest on the date of grant, January 3, 2012, and the remaining fifty percent of the restricted stock units vest equally every three months after the date of grant, such that 100% of the restricted stock units shall be fully vested on the one year anniversary of the date of grant. Vested shares will be delivered to the reporting person on each vesting date.
- [F2]Twenty-five percent of the shares subject to the option vest every three months after the date of grant, such that 100% of the shares subject to the option shall be fully vested on the one year anniversary of the grant date.