PUSTIL STEPHEN 4
4 · MDC PARTNERS INC · Filed Jan 24, 2012
Insider Transaction Report
Form 4
MDC PARTNERS INCMDCA
PUSTIL STEPHEN
DirectorVice Chairman
Transactions
- Other
Class A Shares
2012-01-20+0→ 205,622 total
Holdings
- 1,905
Stock Options
Exercise: $9.19From: 2002-04-29Exp: 2012-04-29→ Class A Shares (1,905 underlying) - 205,622
Class A Shares
- 129,310
Stock Appreciation Rights
Exercise: $3.72From: 2010-02-12Exp: 2014-02-12→ Class A Shares (129,310 underlying) - 45,000
Extraordinary Equity Value Appre. Restricted Stock Awards
Exp: 2013-12-31→ Restricted Stock Units (45,000 underlying)
Footnotes (5)
- [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer.
- [F2]The Reporting Person is disclosing on a voluntary basis that a total of 23,243 Restricted Stock Units (Class A Shares) of the Issuer, the acquisition of which was previously reported on the Reporting Person's Forms 4 dated March 8, 2011, March 11, 2010, and February 16, 2010, vested on January 20, 2012.
- [F3]Canadian dollars.
- [F4]A total of 129,310 Stock Appreciation Rights ("SARs") were granted February 12, 2009, all of which are vested as of January 20, 2012, and all such SARs expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.
- [F5]Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive Restricted Stock Units on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.