POWDERLY THOMAS V 4
4 · ASTORIA FINANCIAL CORP · Filed Feb 3, 2012
Insider Transaction Report
Form 4
POWDERLY THOMAS V
Director
Transactions
- Other
Common Stock
2012-02-02−5,494→ 0 total(indirect: RSA Vest) - Other
Common Stock
2012-02-02$8.57/sh+5,494$47,097→ 17,494 total - Sale
Common Stock
2012-02-02$8.50/sh−2,494$21,199→ 15,000 total - Sale
Common Stock
2012-02-02$8.63/sh−1,000$8,630→ 14,000 total
Holdings
- 6,000
Non-Statutory Stock Option
Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying) - 3,160(indirect: RSA)
Common Stock
- 3,461(indirect: RSA)
Common Stock
Footnotes (5)
- [F1]Represents award of restricted stock dated February 1, 2010 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 1, 2013 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F2]Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F3]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
- [F4]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
- [F5]Represents vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 2/2/2012. The transaction represents a change in the form of beneficial ownership from indirect to direct.