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POWDERLY THOMAS V 4

Accession 0001144204-12-005645

CIK 0000910322other
View on SEC.govCompany Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 10:24 AM ET

Size

14.8 KB

Accession

0001144204-12-005645

Insider Transaction Report

Form 4
Period: 2012-02-02
ASTORIA FINANCIAL CORPAF
POWDERLY THOMAS V
Director
Transactions
  • Other

    Common Stock

    2012-02-02−5,494→ 0 total(indirect: RSA Vest)
  • Other

    Common Stock

    2012-02-02$8.57/sh+5,494$47,097→ 17,494 total
  • Sale

    Common Stock

    2012-02-02$8.50/sh−2,494$21,199→ 15,000 total
  • Sale

    Common Stock

    2012-02-02$8.63/sh−1,000$8,630→ 14,000 total
Holdings

  • Non-Statutory Stock Option

    Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying)
    6,000

  • Common Stock

    (indirect: RSA)
    3,160

  • Common Stock

    (indirect: RSA)
    3,461
Footnotes (5)
  • [F1]Represents award of restricted stock dated February 1, 2010 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 1, 2013 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F2]Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  • [F3]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
  • [F4]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
  • [F5]Represents vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 2/2/2012. The transaction represents a change in the form of beneficial ownership from indirect to direct.

Documents

2 files

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

→
Entity typeother

Related Parties

1
  • filerCIK 0001210754

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 10:24 AM ET
Size
14.8 KB
View on SEC.gov