4//SEC Filing
CONEFRY JOHN J JR 4
Accession 0001144204-12-005954
CIK 0000910322other
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 11:30 AM ET
Size
15.9 KB
Accession
0001144204-12-005954
Insider Transaction Report
Form 4
CONEFRY JOHN J JR
Director
Transactions
- Other
Common Stock
2012-02-02−5,494→ 0 total(indirect: RSA Vest) - Other
Common Stock
2012-02-02$8.57/sh+5,494$47,097→ 56,633 total
Holdings
- 3,160(indirect: RSA)
Common Stock
- 6,000
Non-Statutory Stock Option
Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying) - 3,461(indirect: RSA)
Common Stock
- 6,000
Non-Statutory Stock Option
Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying)
Footnotes (6)
- [F1]Represent shares held in Mr. Conefry, Jr's Simplified Employer Pension Plan ( "SEP Plan" ).
- [F2]Represents award of restricted stock dated February 1, 2010 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 1, 2013 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F3]Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F4]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
- [F5]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
- [F6]Represents vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 2/2/2012. The transaction represents a change in the form of beneficial ownership from indirect to direct.
Documents
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeother
Related Parties
1- filerCIK 0001210743
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 11:30 AM ET
- Size
- 15.9 KB