5//SEC Filing
Fong Joseph 5
Accession 0001144204-12-008335
CIK 0001514418other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 11:37 AM ET
Size
10.8 KB
Accession
0001144204-12-008335
Insider Transaction Report
Form 5
Fong Joseph
Chief Financial Officer & EVP10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-07-29−1,416→ 10,054 total - Disposition to Issuer
Common Stock
2011-07-29−3,309→ 23,494 total(indirect: See footnote) - Disposition to Issuer
Common Stock
2011-07-29−1,945→ 17,185 total(indirect: See footnote) - Disposition to Issuer
Common Stock
2011-07-29−5,165→ 45,625 total(indirect: See footnote)
Footnotes (4)
- [F1]Represents shares forfeited to the Issuer, for no consideration, as a result of the underwriters of the initial public offering ("IPO") of the Issuer's securities not exercising their over-allotment option in accordance with the Issuer's prospectus relating to the IPO and pursuant to the letter agreement dated June 15, 2011.
- [F2]23,494 shares of common stock of the Issuer are held by Stonehenge Investments, LLC, ("Stonehenge") an entity which is solely owned by a Roth IRA account of which Mr. Fong is the sole participant.
- [F3]Reporting Person indirectly owns 17,185 shares of common stock through his membership interest in Empeiria Investors LLC that is held by Stonehenge.
- [F4]Reporting person indirectly owns 45,625 shares of common stock through his membership interest in Empeiria Investors LLC. Reporting Person is a managing member of the Sponsor and may be deemed to have beneficial ownership over all shares of common stock owned by the Sponsor and disclaims beneficial ownership of any shares of common stock for which he does not have pecuniary interest.
Documents
Issuer
Empeiria Acquisition Corp
CIK 0001514418
Entity typeother
Related Parties
1- filerCIK 0001521030
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 11:37 AM ET
- Size
- 10.8 KB