Miranda Robert 5

Accession 0001144204-12-009918

CIK 0000700764other

View on SEC.gov Company Profile

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 7:45 PM ET

Size

53.7 KB

Accession

0001144204-12-009918

Insider Transaction Report

Form 5

Period: 2011-12-31

VICTORY ENERGY CORPVYEYD

Miranda Robert

Chief Financial Officer

Transactions

Conversion
Common Stock
2011-06-30+2,077,808→ 4,155,616 total
Conversion
Common Stock
2011-06-30+500,000→ 4,655,616 total(indirect: By IRA)
Purchase
10% Senior Secured Convertible Debenture
2011-02-08$10000.00/sh+2,000,000$20,000,000,000→ 6,410,000 total
Exercise: $0.01From: 2011-02-08Exp: 2013-09-13→ Common Stock (2,000,000 underlying)
Purchase
10% Senior Secured Convertible Debenture
2011-02-08$10000.00/sh+2,000,000$20,000,000,000→ 4,400,000 total
Exercise: $0.01From: 2011-02-08Exp: 2013-09-13→ Common Stock (2,000,000 underlying)
Purchase
Warrants
2011-02-08+10,000→ 4,410,000 total
Exercise: $0.01From: 2011-02-08Exp: 2016-02-07→ Common Stock (10,000 underlying)
Disposition to Issuer
10% Senior Secured Convertible Debenture
2011-06-30+500,000→ 3,022,500 total(indirect: By IRA)
Exercise: $0.01From: 2011-06-30Exp: 2013-09-13→ Common Stock (500,000 underlying)
Purchase
Warrants
2011-07-06+10,000→ 7,042,500 total
Exercise: $0.01From: 2011-07-06Exp: 2016-07-06→ Common Stock (10,000 underlying)
Purchase
10% Senior Secured Convertible Debenture
2011-06-30$2500.00/sh+500,000$1,250,000,000→ 7,220,000 total(indirect: By IRA)
Exercise: $0.01From: 2011-06-30Exp: 2013-09-13→ Common Stock (500,000 underlying)
Award
Warrants
2011-06-30+300,000→ 7,522,500 total
Exercise: $0.01From: 2011-06-30Exp: 2016-06-29→ Common Stock (300,000 underlying)
Purchase
Warrants
2011-07-06+7,500→ 8,550,000 total
Exercise: $0.01From: 2011-07-06Exp: 2016-07-06→ Common Stock (7,500 underlying)
Award
Warrants
2011-12-31+300,000→ 9,150,000 total
Exercise: $0.01From: 2011-12-31Exp: 2016-12-30→ Common Stock (300,000 underlying)
Conversion
Common Stock
2011-06-30+2,077,808→ 2,077,808 total
Gift
Common Stock
2011-06-30−360,000→ 4,295,616 total(indirect: By IRA)
Purchase
Warrants
2011-02-08+10,000→ 6,420,000 total
Exercise: $0.01From: 2011-02-08Exp: 2016-02-07→ Common Stock (10,000 underlying)
Award
Warrants
2011-03-31+300,000→ 6,720,000 total
Exercise: $0.01From: 2011-03-31Exp: 2016-03-30→ Common Stock (300,000 underlying)
Purchase
Warrants
2011-06-30+2,500→ 7,222,500 total(indirect: By IRA)
Exercise: $0.01From: 2011-06-30Exp: 2016-06-29→ Common Stock (2,500 underlying)
Disposition to Issuer
10% Senior Secured Convertible Debenture
2011-06-30+2,000,000→ 3,522,500 total
Exercise: $0.01From: 2011-02-08Exp: 2013-09-13→ Common Stock (2,077,808 underlying)
Purchase
10% Senior Secured Convertible Debenture
2011-07-06$10000.00/sh+2,000,000$20,000,000,000→ 5,022,500 total
Exercise: $0.01From: 2011-07-06Exp: 2013-09-13→ Common Stock (2,000,000 underlying)
Purchase
10% Senior Secured Convertible Debenture
2011-07-06$10000.00/sh+2,000,000$20,000,000,000→ 7,032,500 total
Exercise: $0.01From: 2011-07-06Exp: 2013-09-13→ Common Stock (2,000,000 underlying)
Purchase
10% Senior Secured Convertible Debenture
2011-07-06$7500.00/sh+1,500,000$11,250,000,000→ 8,542,500 total
Exercise: $0.01From: 2011-07-06Exp: 2013-09-13→ Common Stock (1,500,000 underlying)
Disposition to Issuer
10% Senior Secured Convertible Debenture
2011-06-30+2,000,000→ 5,522,500 total
Exercise: $0.01From: 2011-02-08Exp: 2013-09-13→ Common Stock (2,077,808 underlying)
Purchase
Warrants
2011-07-06+10,000→ 5,032,500 total
Exercise: $0.01From: 2011-07-06Exp: 2016-07-06→ Common Stock (10,000 underlying)
Award
Warrants
2011-09-30+300,000→ 8,850,000 total
Exercise: $0.01From: 2011-09-30Exp: 2016-09-29→ Common Stock (300,000 underlying)

Footnotes (7)

[F1]$10,000 of outstanding principal plus $389 of accrued interest under the10% Senior Secured Convertible Debenture converted.
[F2]$10,000 of outstanding principal plus $389 of accrued interest under the 10% Senior Secured Convertible Debenture converted.
[F3]$2,500 of outstanding principal plus $0 of accrued interest under the 10% Senior Secured Convertible Debenture converted.
[F4]The securities are held by Miranda & Associates, a California corporation. The reporting person owns 100% of the shares of Miranda & Associates and is also its president and sole director. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein.
[F5]The reporting person participated in the Issuer's private placement of 450 Units to certain qualified investors. Each Unit is comprised of (i) a $10,000 principal amount 10% Senior Secured Convertible Debenture, and (ii) a five-year warrant to purchase 10,000 shares of common stock. The Units are being offered at a purchase price of $10,000 per Unit. The reporting person purchased a total of 5 Units during the fiscal year 2011 for a total purchase price of $50,000.
[F6]Warrants issued as part of the Units.
[F7]Warrants awarded for Mr. Miranda's service on the board of directors. Under the directors' compensation program, each board member earns 100,000 Warrants per month, which are awarded at the end of each quarter. The directors receive no other compensation for their service on the board.

Documents

1 file

5
v303074_5.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

VICTORY ENERGY CORP

CIK 0000700764

→

Entity typeother

Related Parties

filerCIK 0001448076

Filing Metadata

Form type: 5
Filed: Feb 16, 7:00 PM ET
Accepted: Feb 17, 7:45 PM ET
Size: 53.7 KB

View on SEC.gov