4//SEC Filing
KINDERHOOK GP LLC 4
Accession 0001144204-12-010453
CIK 0000812301other
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 6:01 PM ET
Size
14.3 KB
Accession
0001144204-12-010453
Insider Transaction Report
Form 4
KINDERHOOK PARTNERS, LP
10% Owner
Transactions
- Purchase
Common Stock
2012-02-17$1.05/sh+37,127$38,983→ 6,303,793 total - Purchase
Common Stock
2012-02-21$1.05/sh+10,000$10,500→ 6,313,793 total
KINDERHOOK GP LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-02-21$1.05/sh+10,000$10,500→ 6,313,793 total - Purchase
Common Stock
2012-02-17$1.05/sh+37,127$38,983→ 6,303,793 total
KINDERHOOK PARTNERS, LLC
10% Owner
Transactions
- Purchase
Common Stock
2012-02-17$1.05/sh+37,127$38,983→ 6,303,793 total - Purchase
Common Stock
2012-02-21$1.05/sh+10,000$10,500→ 6,313,793 total
CLEARMAN STEPHEN J
10% Owner
Transactions
- Purchase
Common Stock
2012-02-17$1.05/sh+37,127$38,983→ 6,303,793 total - Purchase
Common Stock
2012-02-21$1.05/sh+10,000$10,500→ 6,313,793 total
Shah Tushar
10% Owner
Transactions
- Purchase
Common Stock
2012-02-17$1.05/sh+37,127$38,983→ 6,303,793 total - Purchase
Common Stock
2012-02-21$1.05/sh+10,000$10,500→ 6,313,793 total
Footnotes (2)
- [F1]Kinderhook Capital Management, LLC serves as the investment adviser to Kinderhook Partners, L.P. (the "Partnership"). Kinderhook GP, LLC serves as the general partner (the "General Partner") to Kinderhook Partners, L.P., and Messrs. Tushar Shah and Stephen Clearman serve as the general partner's managing members, responsible for making investment decisions with respect to the Partnership and, as a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. In addition, Mr. Shah and Mr. Clearman are responsible for making investment decisions with respect to Kinderhook Capital Management, LLC. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Capital Management, LLC's power to vote and/or dispose of the shares of Common Stock.
- [F2]Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein. Kinderhook Capital Management, LLC specifically disclaims beneficial ownership in the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, if any.
Documents
Issuer
Patient Safety Technologies, Inc
CIK 0000812301
Entity typeother
Related Parties
1- filerCIK 0001266402
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 6:01 PM ET
- Size
- 14.3 KB